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OCTU

AllianzIM U.S. Equity Buffer15 Uncapped Oct ETF
OCTU

41 hedge funds and large institutions have $56.8M invested in AllianzIM U.S. Equity Buffer15 Uncapped Oct ETF in 2026 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 13 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

23% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 13

9% more capital invested

Capital invested by funds: $52M → $56.8M (+$4.87M)

7.36% more ownership

Funds ownership: 80.24% → 87.6% (+7.4%)

5% more funds holding

Funds holding: 39 → 41 (+2)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
41
Holders Change
+2
Holders Change %
+5.13%
% of All Funds
0.5%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
16
Reduced
13
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
A
Allianz
Germany
+$11.5M
2
SI
Stephens Inc
Arkansas
+$1.85M
3
Ameriprise
Ameriprise
Minnesota
+$493K
4
OMC
Old Mission Capital
Illinois
+$409K
5
Osaic Holdings
Osaic Holdings
Arizona
+$320K

Top Sellers

1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$1.4M
2
SFGM
Stonebridge Financial Group (Missouri)
Missouri
-$374K
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$338K
4
GFG
Grantvest Financial Group
New Jersey
-$222K
5
UFF
USA Financial Formulas
Michigan
-$117K
Name Holding Trade Value Shares
Change 		Change in
Stake
A
1
Allianz
Germany
$13.4M +$11.5M +404,706 +499%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$12.3M -$1.4M -49,447 -10%
SI
3
Stephens Inc
Arkansas
$5.76M +$1.85M +65,183 +45%
RA
4
RFG Advisory
Alabama
$5.6M +$70K +2,466 +1%
AWM
5
AE Wealth Management
Kansas
$4.09M +$18.8K +661 +0.4%
Osaic Holdings
6
Osaic Holdings
Arizona
$2.07M +$320K +11,278 +18%
UFF
7
USA Financial Formulas
Michigan
$1.9M -$117K -4,106 -6%
OIA
8
OneDigital Investment Advisors
Kansas
$1.76M -$8.52K -300 -0.5%
SC
9
Savant Capital
Illinois
$1.19M -$12.3K -434 -1%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$845K -$338K -11,914 -28%
SMF
11
Sterling Manor Financial
New York
$709K +$250K +8,798 +52%
CWS
12
Cypress Wealth Services
California
$704K -$28.6K -1,006 -4%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$655K -$28.8K -1,016 -4%
Ameriprise
14
Ameriprise
Minnesota
$479K +$493K +17,369 New
KAS
15
Kestra Advisory Services
Texas
$447K +$76.1K +2,680 +20%
PFGIA
16
Patriot Financial Group Insurance Agency
Massachusetts
$437K +$225K +7,923 +100%
AAP
17
Arax Advisory Partners
Colorado
$427K +$35.7K +1,256 +9%
OMC
18
Old Mission Capital
Illinois
$398K +$409K +14,415 New
NIA
19
NBZ Investment Advisors
Tennessee
$395K – – –
MML Investors Services
20
MML Investors Services
Massachusetts
$329K – – –
FWM
21
FSR Wealth Management
Illinois
$290K -$6.93K -244 -2%
SW
22
SMART Wealth
Nebraska
$284K -$36.8K -1,298 -11%
FI
23
FWG Investments
Kentucky
$283K +$2.1K +74 +0.7%
KPWS
24
Kestra Private Wealth Services
Texas
$282K +$290K +10,230 New
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$272K – – –
1
2

OCTU Hedge Fund Activity: Q1 2026 in Review

41 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in AllianzIM U.S. Equity Buffer15 Uncapped Oct ETF (OCTU) for Q1 2026, worth a combined $56.8M — up 9.4% from $52M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new OCTU positions and 2 closed out — a net gain of 3 holders — while 16 added to existing stakes and 13 trimmed.

The largest buyer was Allianz, adding an estimated $11.5M. The largest seller was Commonwealth Equity Services, cutting an estimated $1.4M.

  • 41 institutional investors held AllianzIM U.S. Equity Buffer15 Uncapped Oct ETF (OCTU) as of Q1 2026, up from 39 in Q4 2025.
  • Funds reported $56.8M of AllianzIM U.S. Equity Buffer15 Uncapped Oct ETF stock for Q1 2026, up 9.4% quarter-over-quarter.
  • 5 funds opened new AllianzIM U.S. Equity Buffer15 Uncapped Oct ETF positions in Q1 2026 and 2 closed out, a net change of +3 holders.
  • The largest AllianzIM U.S. Equity Buffer15 Uncapped Oct ETF buyer in Q1 2026 was Allianz, an estimated $11.5M added.
  • The largest AllianzIM U.S. Equity Buffer15 Uncapped Oct ETF seller in Q1 2026 was Commonwealth Equity Services, an estimated $1.4M sold.

Based on aggregated 13F filings for Q1 2026.