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Oaktree Specialty Lending

Name Holding Trade Value Shares
Change
Change in
Stake
NSIM
126
North Star Investment Management
Illinois
$6K
IA
127
IFP Advisors
Florida
$5K -$19.3K -1,409 -79%
LFA
128
Legacy Financial Advisors
Kentucky
$5K +$4.98K +364 New
QCIG
129
Quad-Cities Investment Group
Iowa
$4K +$191 +14 +4%
Simplex Trading
130
Simplex Trading
Illinois
$3K -$1.63K -119 -28%
FHB
131
First Hawaiian Bank
Hawaii
$3K
SIS
132
Sound Income Strategies
Florida
$3K
DAM
133
Delta Asset Management
Tennessee
$2K
WAS
134
Winch Advisory Services
Wisconsin
$2K
CFGS
135
Concourse Financial Group Securities
Alabama
$2K +$2.23K +163 New
FCH
136
Freestone Capital Holdings
Washington
-$2.11M -141,887 Closed
PAM
137
PVG Asset Management
Colorado
-$1.14M -76,670 Closed
B
138
Bailard
California
-$605K -40,633 Closed
RA
139
Rational Advisors
New York
-$218K -14,667 Closed
MAM
140
Marquette Asset Management
Minnesota
-$165K -11,081 Closed
Nuveen Fund Advisors
141
Nuveen Fund Advisors
Illinois
-$151K -10,180 Closed
MWNA
142
Marshall Wace North America
New York
-$122K -8,190 Closed
ECM
143
Element Capital Management
New York
-$105K -7,072 Closed
AP
144
Appleton Partners
Massachusetts
-$100K -6,722 Closed
HI
145
HBK Investments
Texas
-$72K -4,820 Closed
PAG
146
Private Advisor Group
New Jersey
-$65K -4,394 Closed
RJT
147
Raymond James Trust
Florida
-$58K -3,881 Closed
EGA
148
Eagle Global Advisors
Texas
-$58K -3,867 Closed
LPL Financial
149
LPL Financial
California
-$51K -3,417 Closed
CAS
150
Cue Advisory Services
Arizona
-$50K -3,333 Closed