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Oaktree Specialty Lending

Name Holding Trade Value Shares
Change
Change in
Stake
CAN
51
Cetera Advisor Networks
California
$805K -$177K -9,569 -19%
Janney Montgomery Scott
52
Janney Montgomery Scott
Pennsylvania
$805K -$75.4K -4,084 -9%
Hotchkis & Wiley Capital Management
53
Hotchkis & Wiley Capital Management
California
$790K +$394K +21,355 +107%
State Street
54
State Street
Massachusetts
$777K
TFMS
55
Trust & Fiduciary Management Services
Massachusetts
$760K -$1.26M -68,123 -63%
Cambridge Investment Research Advisors
56
Cambridge Investment Research Advisors
Iowa
$748K +$30.9K +1,675 +4%
LPL Financial
57
LPL Financial
California
$744K +$383K +20,734 +115%
MNA
58
Manning & Napier Advisors
New York
$704K
First Eagle Investment Management
59
First Eagle Investment Management
New York
$695K
Axa
60
Axa
France
$667K +$481K +26,034 +295%
ANI
61
American National Insurance
Texas
$659K
Citadel Advisors
62
Citadel Advisors
Florida
$529K +$409K +22,142 +408%
BCM
63
Buckhead Capital Management
Georgia
$510K -$235K -12,728 -32%
ACS
64
Archford Capital Strategies
Illinois
$491K +$377K +20,428 New
CIBC World Market
65
CIBC World Market
Ontario, Canada
$484K +$17.5K +947 +4%
OIA
66
Optimum Investment Advisors
Illinois
$433K -$6.93K -375 -2%
RJFSA
67
Raymond James Financial Services Advisors
Florida
$392K +$19.2K +1,041 +5%
ANRIA
68
American National Registered Investment Advisor
Texas
$383K
RJA
69
Raymond James & Associates
Florida
$382K -$82.5K -4,466 -18%
DnB Asset Management
70
DnB Asset Management
Norway
$371K +$61.6K +3,333 +21%
MNBTD
71
Moody National Bank Trust Division
Texas
$334K
Bank of New York Mellon
72
Bank of New York Mellon
New York
$329K -$214K -11,597 -40%
TC
73
TFS Capital
Pennsylvania
$329K +$9.6K +520 +3%
QSS
74
Quantitative Systematic Strategies
Florida
$303K +$296K +16,029 New
CIM
75
Confluence Investment Management
Missouri
$299K -$607K -32,889 -68%