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OAK

OAKTREE CAPITAL GROUP, LLC
OAK

Delisted

OAK was delisted on the 27th of September, 2019.

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Name Holding Trade Value Shares
Change 		Change in
Stake
CHAM
151
Clear Harbor Asset Management
Connecticut
– -$3.6M -72,050 Closed
Stifel Financial
152
Stifel Financial
Missouri
– -$3.29M -65,845 Closed
FCM
153
Fairholme Capital Management
Florida
– -$2.4M -48,000 Closed
LSA
154
L & S Advisors
California
– -$2.03M -40,677 Closed
HPA
155
Hilltop Park Associates
New York
– -$1.58M -31,705 Closed
TCIM
156
TIAA CREF Investment Management
New York
– -$1.52M -30,495 Closed
GC
157
Guggenheim Capital
Illinois
– -$1.34M -26,778 Closed
FM
158
Family Management
New York
– -$1.25M -25,050 Closed
VNA
159
VNBTrust National Association
Virginia
– -$800K -16,000 Closed
CG
160
Clinton Group
New York
– -$686K -13,728 Closed
KKRC
161
Kohlberg Kravis Roberts & Co
New York
– -$500K -10,000 Closed
LPC
162
Loeb Partners Corp
New York
– -$500K -10,000 Closed
NCCM
163
Nine Chapters Capital Management
New Jersey
– -$430K -8,600 Closed
AL
164
Airain Ltd
Guernsey
– -$426K -8,527 Closed
HI
165
Horizon Investments
North Carolina
– -$330K -6,600 Closed
DC
166
Davenport & Co
Virginia
– -$239K -4,785 Closed
FAAS
167
First Allied Advisory Services
California
– -$210K -4,200 Closed
MAA
168
Mraz Amerine & Associates
California
– -$200K -4,000 Closed
AMM
169
American Money Management
California
– -$196K -3,918 Closed
Citadel Advisors
170
Citadel Advisors
Florida
– -$181K -3,616 Closed
GT
171
Glenmede Trust
Pennsylvania
– -$124K -2,500 Closed
Fifth Third Bancorp
172
Fifth Third Bancorp
Ohio
– -$75K -1,500 Closed
BRWA
173
B. Riley Wealth Advisors
Florida
– -$62.5K -1,250 Closed
QT
174
Quantbot Technologies
New York
– -$54K -1,100 Closed
IRS
175
Invictus RG (Singapore)
Singapore
– -$12K -232 Closed
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