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OAK

OAKTREE CAPITAL GROUP, LLC
OAK

Delisted

OAK was delisted on the 27th of September, 2019.

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Name Holding Trade Value Shares
Change 		Change in
Stake
CIBC World Market
126
CIBC World Market
Ontario, Canada
– -$530K -10,705 Closed
WCM
127
Whitener Capital Management
North Carolina
– -$511K -10,323 Closed
SPIA
128
Steward Partners Investment Advisory
New York
– -$506K -10,218 Closed
DBRC
129
D.B. Root & Company
Pennsylvania
– -$485K -9,799 Closed
VCM
130
Violich Capital Management
California
– -$446K -9,001 Closed
Commonwealth Equity Services
131
Commonwealth Equity Services
Massachusetts
– -$405K -8,184 Closed
First Manhattan
132
First Manhattan
New York
– -$400K -8,080 Closed
Northern Trust
133
Northern Trust
Illinois
– -$350K -7,056 Closed
C
134
Cerebellum
California
– -$335K -6,760 Closed
SI
135
Scharf Investments
California
– -$335K -6,758 Closed
DADC
136
D.A. Davidson & Co
Montana
– -$333K -6,730 Closed
SIG
137
Sargent Investment Group
Maryland
– -$329K -6,635 Closed
Susquehanna International Group
138
Susquehanna International Group
Pennsylvania
– -$304K -6,130 Closed
CAN
139
Cetera Advisor Networks
California
– -$299K -6,033 Closed
JA
140
JOYN Advisors
Georgia
– -$287K -5,753 Closed
CCM
141
Chickasaw Capital Management
Tennessee
– -$275K -5,560 Closed
CIBC Asset Management
142
CIBC Asset Management
Ontario, Canada
– -$273K -5,511 Closed
BCM
143
Bluefin Capital Management
New York
– -$272K -5,500 Closed
NSIM
144
North Star Investment Management
Illinois
– -$270K -5,460 Closed
BMO
145
Beck Mack & Oliver
New York
– -$268K -5,400 Closed
BB
146
Bell Bank
North Dakota
– -$265K -5,350 Closed
AG
147
Advisor Group
Arizona
– -$254K -5,124 Closed
VCM
148
Vivaldi Capital Management
Illinois
– -$250K -5,049 Closed
IFWM
149
Institute for Wealth Management
Colorado
– -$247K -4,984 Closed
SFI
150
Susquehanna Fundamental Investments
Pennsylvania
– -$233K -4,700 Closed
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6
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