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OAK

OAKTREE CAPITAL GROUP, LLC
OAK

Delisted

OAK was delisted on the 27th of September, 2019.

Name Holding Trade Value Shares
Change
Change in
Stake
SFS
126
Sowell Financial Services
Arkansas
$370K +$383K +9,320 New
CS
127
Credit Suisse
Switzerland
$368K +$381K +9,265 New
CSIC
128
Clifford Swan Investment Counsel
California
$366K
ASN
129
Advisory Services Network
Georgia
$315K -$55.2K -1,345 -15%
Commonwealth Equity Services
130
Commonwealth Equity Services
Massachusetts
$315K +$75.1K +1,828 +30%
Baird Financial Group
131
Baird Financial Group
Wisconsin
$314K +$40.1K +976 +14%
Northern Trust
132
Northern Trust
Illinois
$275K
SI
133
Scharf Investments
California
$269K
ACM
134
Adalta Capital Management
New York
$266K -$144K -3,500 -34%
OGC
135
Oak Grove Capital
New Hampshire
$250K -$2.05M -49,900 -89%
RC
136
RBF Capital
California
$250K
SEI Investments
137
SEI Investments
Pennsylvania
$242K
MC
138
Moors & Cabot
Massachusetts
$240K -$3.74K -91 -1%
Mirae Asset Global Investments
139
Mirae Asset Global Investments
South Korea
$233K
JA
140
JOYN Advisors
Georgia
$229K
CCM
141
Chickasaw Capital Management
Tennessee
$221K
CIBC Asset Management
142
CIBC Asset Management
Ontario, Canada
$219K
SCM
143
Sterneck Capital Management
Missouri
$219K
CAN
144
Cetera Advisor Networks
California
$219K +$2.26K +55 +1%
S
145
Seeyond
France
$214K +$221K +5,372 New
SIG
146
Sargent Investment Group
Maryland
$209K +$216K +5,265 New
Barclays
147
Barclays
United Kingdom
$208K +$205K +5,000 +2,304%
KJHP
148
K.J. Harrison & Partners
Ontario, Canada
$207K -$329K -8,000 -61%
NSIM
149
North Star Investment Management
Illinois
$199K +$8.21K +200 +4%
SAS
150
Stelac Advisory Services
New York
$166K