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OAK

OAKTREE CAPITAL GROUP, LLC
OAK

Delisted

OAK was delisted on the 27th of September, 2019.

Name Holding Trade Value Shares
Change
Change in
Stake
ASN
126
Advisory Services Network
Georgia
$383K +$82 +2 +0%
SG Americas Securities
127
SG Americas Securities
New York
$382K -$581K -14,130 -61%
CSIC
128
Clifford Swan Investment Counsel
California
$381K
VCM
129
Violich Capital Management
California
$377K +$16.4K +400 +5%
Baird Financial Group
130
Baird Financial Group
Wisconsin
$289K +$285K +6,920 New
Northern Trust
131
Northern Trust
Illinois
$287K +$81.1K +1,973 +40%
ESBC
132
E.S. Barr & Co
Kentucky
$286K -$339K -8,250 -54%
SI
133
Scharf Investments
California
$280K
Jane Street
134
Jane Street
New York
$270K +$268K +6,526 New
PCM
135
PenderFund Capital Management
British Columbia, Canada
$269K -$115K -2,800 -35%
RC
136
RBF Capital
California
$261K
Commonwealth Equity Services
137
Commonwealth Equity Services
Massachusetts
$253K -$116K -2,823 -32%
MC
138
Moors & Cabot
Massachusetts
$251K +$20.8K +507 +9%
Mirae Asset Global Investments
139
Mirae Asset Global Investments
South Korea
$243K +$241K +5,863 New
SEI Investments
140
SEI Investments
Pennsylvania
$242K -$7.36K -179 -3%
FAAS
141
First Allied Advisory Services
California
$238K -$29.9K -726 -11%
JA
142
JOYN Advisors
Georgia
$238K
HFS
143
HL Financial Services
Kentucky
$233K -$137K -3,333 -37%
BTS
144
BB&T Securities
Virginia
$232K +$231K +5,610 New
AGM
145
Alpine Global Management
New York
$231K +$229K +5,580 New
CCM
146
Chickasaw Capital Management
Tennessee
$230K
CIBC Asset Management
147
CIBC Asset Management
Ontario, Canada
$228K
SCM
148
Sterneck Capital Management
Missouri
$228K
CAN
149
Cetera Advisor Networks
California
$222K +$223K +5,420 New
Bank of New York Mellon
150
Bank of New York Mellon
New York
$215K +$4.93K +120 +2%