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OAK

OAKTREE CAPITAL GROUP, LLC
OAK

Delisted

OAK was delisted on the 27th of September, 2019.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Deutsche Bank
26
Deutsche Bank
Germany
$11.5M +$11.5M +218,840 New
Toronto Dominion Bank
27
Toronto Dominion Bank
Ontario, Canada
$10.8M +$10.8M +205,819 New
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$9.95M +$9.98M +189,276 New
KACA
29
Kayne Anderson Capital Advisors
California
$9.25M +$9.28M +176,100 New
Wells Fargo
30
Wells Fargo
California
$8.92M +$8.95M +169,827 New
TD Asset Management
31
TD Asset Management
Ontario, Canada
$8.3M +$8.33M +158,000 New
U
32
UBS
Switzerland
$8M +$8.02M +152,252 New
GEM
33
Global Endowment Management
North Carolina
$7.88M +$7.91M +150,000 New
AP
34
Archon Partners
New Jersey
$7.77M +$7.8M +147,900 New
CS
35
Credit Suisse
Switzerland
$7.61M +$7.63M +144,824 New
Allianz Asset Management
36
Allianz Asset Management
Germany
$7.26M +$7.28M +138,200 New
BFS
37
Baskin Financial Services
Ontario, Canada
$7.23M +$7.26M +137,735 New
IG
38
ING Group
Netherlands
$6.82M +$6.85M +130,000 New
PAM
39
Panagora Asset Management
Massachusetts
$6.73M +$6.75M +128,085 New
Citigroup
40
Citigroup
New York
$5.71M +$5.73M +108,657 New
TA
41
Teachers Advisors
New York
$5.29M +$5.3M +100,640 New
KAM
42
Keeley Asset Management
Illinois
$5.26M +$5.27M +100,041 New
KCM
43
Kingdon Capital Management
New York
$5.25M +$5.27M +100,000 New
JC
44
JBF Capital
Colorado
$4.96M +$4.98M +94,421 New
SNC
45
Stifel Nicolaus & Co
Missouri
$4.84M +$4.86M +92,154 New
CFA
46
Carroll Financial Associates
North Carolina
$4.7M +$4.71M +89,450 New
PG
47
PEAK6 Group
Illinois
$4.6M +$4.62M +87,619 New
MJRIC
48
Mogy Joel R Investment Counsel
California
$4.48M +$4.49M +85,250 New
CAN
49
Cetera Advisor Networks
California
$4.47M +$4.46M +84,650 New
LWCA
50
Locust Wood Capital Advisers
New York
$4.47M +$4.48M +84,982 New
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