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NZH

Nuveen Calif Div
NZH

Delisted

NZH was delisted on the 4th of November, 2016.

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Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$5.39M +$786K +57,499 +18%
GC
2
Guggenheim Capital
Illinois
$4.83M +$1.34M +97,929 +40%
Invesco
3
Invesco
Georgia
$4.35M +$73K +5,336 +2%
LPL Financial
4
LPL Financial
California
$4.24M +$2.54M +186,038 +169%
HS
5
HighVista Strategies
Massachusetts
$1.56M – – –
UBS Group
6
UBS Group
Switzerland
$1.01M +$111K +8,113 +13%
Morgan Stanley
7
Morgan Stanley
New York
$890K -$1.22M -88,918 -59%
Wells Fargo
8
Wells Fargo
California
$860K -$199K -14,530 -19%
CIBC Private Wealth Group
9
CIBC Private Wealth Group
Georgia
$720K -$1.46M -107,075 -68%
IA
10
IFP Advisors
Florida
$528K +$510K +37,296 New
HCM
11
Hollencrest Capital Management
California
$312K – – –
TCM
12
Tradewinds Capital Management
Washington
$304K – – –
LWAC
13
Laurel Wealth Advisors (California)
California
$292K +$282K +20,615 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$282K +$272K +19,900 New
Bank of America
15
Bank of America
North Carolina
$273K -$58.1K -4,248 -18%
DADC
16
D.A. Davidson & Co
Montana
$226K – – –
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$190K +$52.2K +3,819 +40%
OC
18
Oppenheimer & Co
New York
$150K +$2.27K +166 +2%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$150K +$145K +10,600 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$142K +$27.4K +2,000 +25%
SNT
21
Security National Trust
West Virginia
$62K – – –
Creative Planning
22
Creative Planning
Kansas
$49K +$47.2K +3,450 New
MFS
23
MSI Financial Services
Massachusetts
$48K – – –
IWMPD
24
Integrated Wealth Management (Palm Desert)
California
$35K – – –
Deutsche Bank
25
Deutsche Bank
Germany
$28K +$27.4K +2,000 New
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