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NYM

AB New York Intermediate Municipal ETF
NYM

Name Holding Trade Value Shares
Change 		Change in
Stake
AllianceBernstein
1
AllianceBernstein
Tennessee
$1.11B +$1.11B +44,446,807 New
AF
2
Arrow Financial
New York
$6.29M +$6.29M +251,559 New
Jane Street
3
Jane Street
New York
$6.27M +$6.28M +250,905 New
SPIA
4
Steward Partners Investment Advisory
New York
$3.64M +$3.64M +145,609 New
EWA
5
EP Wealth Advisors
California
$3.56M +$3.56M +142,259 New
RZH
6
Relyea Zuckerberg Hanson
Connecticut
$3.22M +$3.22M +128,740 New
Goldman Sachs
7
Goldman Sachs
New York
$3.19M +$3.19M +127,563 New
Stifel Financial
8
Stifel Financial
Missouri
$2.93M +$2.93M +117,283 New
Cerity Partners
9
Cerity Partners
New York
$2.86M +$2.86M +114,268 New
LPL Financial
10
LPL Financial
California
$2.28M +$2.28M +91,270 New
Northwestern Mutual Wealth Management
11
Northwestern Mutual Wealth Management
Wisconsin
$1.78M +$1.78M +71,264 New
Bank of America
12
Bank of America
North Carolina
$1.28M +$1.28M +51,070 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$971K +$971K +38,828 New
BPA
14
Beacon Pointe Advisors
California
$880K +$880K +35,190 New
FZCM
15
Flynn Zito Capital Management
New York
$792K +$792K +31,668 New
UBS Group
16
UBS Group
Switzerland
$786K +$786K +31,424 New
Wells Fargo
17
Wells Fargo
California
$567K +$567K +22,674 New
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$561K +$561K +22,435 New
Osaic Holdings
19
Osaic Holdings
Arizona
$536K +$536K +21,419 New
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$494K +$494K +19,745 New
KeyBank National Association
21
KeyBank National Association
Ohio
$472K +$472K +18,880 New
CPA
22
Cardiff Park Advisors
California
$287K +$288K +11,496 New
Raymond James Financial
23
Raymond James Financial
Florida
$256K +$256K +10,222 New
RWM
24
Rialto Wealth Management
New York
$249K +$249K +9,949 New
Envestnet Portfolio Solutions
25
Envestnet Portfolio Solutions
Illinois
$233K +$233K +9,303 New
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