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First Trust Indxx NextG ETF
NXTG

Name Holding Trade Value Shares
Change 		Change in
Stake
AAS
1
Avantax Advisory Services
Texas
$126M +$13M +260,477 +12%
UBS Group
2
UBS Group
Switzerland
$3.89M +$2.98M +59,782 +343%
Morgan Stanley
3
Morgan Stanley
New York
$3.36M +$948K +19,022 +40%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$3.29M +$2.57M +51,553 +376%
PP
5
Prudential plc
United Kingdom
$3.21M +$1.88M +37,700 +146%
Citadel Advisors
6
Citadel Advisors
Florida
$2.73M -$305K -6,131 -10%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$1.95M +$571K +11,456 +42%
LPL Financial
8
LPL Financial
California
$1.48M +$334K +6,697 +30%
PSF
9
Pacific Sun Financial
California
$1.28M -$31.4K -630 -2%
AG
10
Advisor Group
Arizona
$1.27M +$1.01M +20,263 +411%
Stifel Financial
11
Stifel Financial
Missouri
$1.21M +$391K +7,854 +49%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$883K +$874K +17,536 New
Carson Wealth (CWM LLC)
13
Carson Wealth (CWM LLC)
Nebraska
$821K – – –
RJA
14
Raymond James & Associates
Florida
$724K +$435K +8,724 +154%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$628K +$622K +12,477 New
Jane Street
16
Jane Street
New York
$574K -$3.47M -69,551 -86%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$319K +$317K +6,356 New
CS
18
Credit Suisse
Switzerland
$273K – – –
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$229K -$24.1K -483 -10%
IA
20
IFG Advisory
Georgia
$211K +$209K +4,201 New
IA
21
IFP Advisors
Florida
$77K +$75.8K +1,522 New
CFGS
22
Concourse Financial Group Securities
Alabama
$27K +$4.83K +97 +22%
CFA
23
Carroll Financial Associates
North Carolina
$11K +$11K +220 New
GWM
24
Geneos Wealth Management
Colorado
$10K – – –
AIP
25
Ameritas Investment Partners
Nebraska
$9K +$9.71K +195 New
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