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NexGel Inc Warrant

Name Holding Trade Value Shares
Change
Change in
Stake
ACM
1
Altium Capital Management
New York
$182K +$183K +225,000 New
EAM
2
Empery Asset Management
New York
$87K +$73.4K +90,000 New
Hudson Bay Capital Management
3
Hudson Bay Capital Management
Connecticut
$85K +$85.6K +105,000 New
UBS Group
4
UBS Group
Switzerland
$3K +$3.5K +4,300 New