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Novartis

Name Holding Trade Value Shares
Change
Change in
Stake
SIS
1176
Susquehanna International Securities
Ireland
– -$6.79M -78,195 Closed
QT
1177
Quantbot Technologies
New York
– -$6.65M -76,531 Closed
CRC
1178
Curi RMB Capital
Illinois
– -$4.78M -54,955 Closed
Two Sigma Advisers
1179
Two Sigma Advisers
New York
– -$4.58M -52,700 Closed
CLCM
1180
Crawford Lake Capital Management
New Jersey
– -$4.34M -50,000 Closed
MWNA
1181
Marshall Wace North America
New York
– -$2.69M -31,006 Closed
QSS
1182
Quantitative Systematic Strategies
Florida
– -$1.41M -16,260 Closed
Victory Capital Management
1183
Victory Capital Management
Texas
– -$1.27M -14,607 Closed
BAM
1184
Blueshift Asset Management
New Jersey
– -$899K -10,350 Closed
TSS
1185
Two Sigma Securities
New York
– -$873K -9,732 Closed
BIM
1186
Bridges Investment Management
Nebraska
– -$821K -9,446 Closed
PP
1187
Paloma Partners
Connecticut
– -$675K -7,762 Closed
VF
1188
Virtu Financial
New York
– -$659K -7,582 Closed
WT
1189
Washington Trust
Rhode Island
– -$553K -6,326 Closed
PIMG
1190
Patriot Investment Management Group
Tennessee
– -$525K -6,141 Closed
CWA
1191
Clarus Wealth Advisors
Arizona
– -$511K -5,881 Closed
Aberdeen Group
1192
Aberdeen Group
United Kingdom
– -$469K -5,400 Closed
FRM
1193
Fox Run Management
Connecticut
– -$462K -5,316 Closed
KA
1194
Kovack Advisors
Florida
– -$375K -4,317 Closed
LI
1195
Leap Investments
Illinois
– -$302K -3,478 Closed
BAM
1196
Bruderman Asset Management
New York
– -$282K -3,192 Closed
Mackenzie Financial
1197
Mackenzie Financial
Ontario, Canada
– -$261K -3,000 Closed
MFW
1198
Mosaic Family Wealth
Missouri
– -$254K -2,925 Closed
SAM
1199
Seelaus Asset Management
New Jersey
– -$246K -2,826 Closed
FIA
1200
Foundations Investment Advisors
Arizona
– -$237K -2,780 Closed