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Novartis
NVS

Name Holding Trade Value Shares
Change 		Change in
Stake
SCA
951
Salient Capital Advisors
Texas
– -$650K -8,690 Closed
FHAM
952
Folger Hill Asset Management
New York
– -$583K -7,801 Closed
HT
953
HighTower Trust
Texas
– -$487K -6,506 Closed
GCP
954
GSA Capital Partners
United Kingdom
– -$424K -5,670 Closed
HW
955
Hedeker Wealth
Illinois
– -$410K -5,491 Closed
CS
956
Comerica Securities
Michigan
– -$391K -5,230 Closed
AAP
957
Ardsley Advisory Partners
Connecticut
– -$334K -4,464 Closed
Nuveen
958
Nuveen
North Carolina
– -$318K -4,250 Closed
CCA
959
Cobblestone Capital Advisors
New York
– -$311K -4,163 Closed
IFWM
960
Institute for Wealth Management
Colorado
– -$303K -4,075 Closed
DAM
961
Doheny Asset Management
California
– -$300K -4,018 Closed
TSS
962
Two Sigma Securities
New York
– -$268K -3,588 Closed
SSW
963
Smith Shellnut Wilson
Mississippi
– -$254K -3,431 Closed
BRWA
964
B. Riley Wealth Advisors
Florida
– -$256K -3,410 Closed
Verition Fund Management
965
Verition Fund Management
Connecticut
– -$255K -3,408 Closed
CIM
966
CIM Investment Management
Pennsylvania
– -$250K -3,348 Closed
IIA
967
IPG Investment Advisors
California
– -$250K -3,348 Closed
SI
968
SII Investments
Wisconsin
– -$236K -3,178 Closed
CGA
969
Crescent Grove Advisors
Illinois
– -$234K -3,131 Closed
CGL
970
Clarius Group LLC
Washington
– -$233K -3,119 Closed
BCM
971
Becker Capital Management
Oregon
– -$215K -2,875 Closed
BWAM
972
Boyd Watterson Asset Management
Ohio
– -$204K -2,724 Closed
PFO
973
Pathstone Family Office
New Jersey
– -$59K -781 Closed
VWA
974
V Wealth Advisors
Kansas
– -$57K -779 Closed
AIM
975
Acrospire Investment Management
Illinois
– -$50K -670 Closed
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