|
1
|
Guggenheim Capital
Chicago,
Illinois
|
–
|
-$4.64M
|
-320,992
|
Closed
|
|
|
2
|
Horizon Kinetics
New York
|
–
|
-$17K
|
-251,719
|
Closed
|
|
|
3
|
|
–
|
-$1.6M
|
-110,752
|
Closed
|
|
|
4
|
Advisors Asset Management
Monument,
Colorado
|
–
|
-$1.17M
|
-80,785
|
Closed
|
|
|
5
|
|
–
|
-$1.14M
|
-78,671
|
Closed
|
|
|
6
|
LPL Financial
San Diego,
California
|
–
|
-$1.1M
|
-75,813
|
Closed
|
|
|
7
|
|
–
|
-$1.02M
|
-70,310
|
Closed
|
|
|
8
|
Whittier Trust
South Pasadena,
California
|
–
|
-$786K
|
-54,386
|
Closed
|
|
|
9
|
|
–
|
-$710K
|
-49,150
|
Closed
|
|
|
10
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$441K
|
-30,485
|
Closed
|
|
|
11
|
Wells Fargo
San Francisco,
California
|
–
|
-$388K
|
-26,822
|
Closed
|
|
|
12
|
Hollencrest Capital Management
Newport Beach,
California
|
–
|
-$190K
|
-13,150
|
Closed
|
|
|
13
|
First Allied Advisory Services
San Diego,
California
|
–
|
-$182K
|
-12,575
|
Closed
|
|
|
14
|
Concert Wealth Management
San Jose,
California
|
–
|
-$162K
|
-11,300
|
Closed
|
|
|
15
|
TFS Capital
West Chester,
Pennsylvania
|
–
|
-$145K
|
-10,021
|
Closed
|
|
|
16
|
Creative Planning
Overland Park,
Kansas
|
–
|
-$117K
|
-8,062
|
Closed
|
|
|
17
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$116K
|
-8,051
|
Closed
|
|
|
18
|
|
–
|
-$91K
|
-6,305
|
Closed
|
|
|
19
|
WhitTier Trust Company
Reno,
Nevada
|
–
|
-$87K
|
-6,050
|
Closed
|
|
|
20
|
Tradewinds Capital Management
Bellingham,
Washington
|
–
|
-$74K
|
-5,100
|
Closed
|
|
|
21
|
WFG Advisors
Dallas,
Texas
|
–
|
-$32K
|
-2,189
|
Closed
|
|
|
22
|
Efficient Market Advisors
San Diego,
California
|
–
|
-$14K
|
-1,000
|
Closed
|
|
|
23
|
|
–
|
-$12K
|
-800
|
Closed
|
|
|
24
|
D.A. Davidson & Co
Great Falls,
Montana
|
–
|
-$10K
|
-700
|
Closed
|
|
