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Nuveen ESG Small-Cap ETF
NUSC

Name Holding Trade Value Shares
Change 		Change in
Stake
AG
26
Advisor Group
Arizona
$111K – – –
LGWM
27
Litman Gregory Wealth Management
California
$98K +$88.3K +3,131 +374%
HNB
28
Huntington National Bank
Ohio
$66K – – –
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$55K +$11.5K +406 +23%
MWM
30
Mascoma Wealth Management
New Hampshire
$50K +$23.2K +824 +68%
APA
31
American Portfolios Advisors
New York
$47.2K +$18.8K +666 +54%
LFG
32
LifePlan Financial Group
Ohio
$39K +$44.7K +1,585 New
WF
33
WealthTrust Fairport
Ohio
$22K +$24.7K +874 New
BCI
34
Brinker Capital Investments
Pennsylvania
$21K +$22.7K +805 +1,412%
AIM
35
Advantage Investment Management
Iowa
$19K +$21.2K +751 New
CI
36
CX Institutional
Indiana
$16K – – –
BWM
37
Baystate Wealth Management
Massachusetts
$15K +$15.7K +558 New
FEG
38
Financial Enhancement Group
Indiana
$11K – – –
Fidelity Investments
39
Fidelity Investments
Massachusetts
$6K – – –
WANY
40
Wealthspire Advisors (New York)
New York
$5K +$5.22K +185 New
BWA
41
Burt Wealth Advisors
Maryland
$3K – – –
Citigroup
42
Citigroup
New York
$2K – – –
SCM
43
Stordahl Capital Management
Colorado
– -$307K -10,668 Closed
Citadel Advisors
44
Citadel Advisors
Florida
– -$320K -10,136 Closed
JMPWA
45
JP Morgan Private Wealth Advisors
California
– -$311K -9,855 Closed
HCIA
46
Hochman Cole Investment Advisors
Illinois
– -$238K -7,538 Closed
SAS
47
Sage Advisory Services
Texas
– -$237K -7,496 Closed
RJFSA
48
Raymond James Financial Services Advisors
Florida
– -$204K -6,468 Closed
SFM
49
Signet Financial Management
New Jersey
– -$120K -3,800 Closed
CPIG
50
Chicago Partners Investment Group
Illinois
– -$71K -2,566 Closed
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