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Nuveen ESG Small-Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
WIM
226
Westside Investment Management
California
$10.2K – – –
FFWM
227
Future Financial Wealth Management
Ohio
$8.11K – – –
OSAM
228
O'Shaughnessy Asset Management
Connecticut
$7.86K -$7.63K -198 -51%
AIM
229
Anchor Investment Management
South Carolina
$6.8K – – –
GWSG
230
GPS Wealth Strategies Group
Colorado
$4.93K -$2.89K -75 -38%
CIBC Private Wealth Group
231
CIBC Private Wealth Group
Georgia
$4.46K – – –
TIM
232
Tortoise Investment Management
New York
$4.16K – – –
NS
233
NBC Securities
Alabama
$4K +$1.23K +32 +45%
SIS
234
Sound Income Strategies
Florida
$3.87K +$1.39K +36 +61%
AWM
235
AE Wealth Management
Kansas
$2.89K -$1.89K -49 -41%
IA
236
IFP Advisors
Florida
$2.81K +$2.66K +69 New
OCM
237
Orion Capital Management
California
$2.61K – – –
PWA
238
Provenance Wealth Advisors
Florida
$1.71K – – –
PFBT
239
Parkside Financial Bank & Trust
Missouri
$1.51K – – –
EWA
240
EverSource Wealth Advisors
Alabama
$856 – – –
HI
241
Horizon Investments
North Carolina
$856 +$77 +2 +11%
BWL
242
Bogart Wealth LLC
Virginia
$285 – – –
HNB
243
Huntington National Bank
Ohio
$41 – – –
FCG
244
Financial Connections Group
California
– -$2.35M -95,002 Closed
AWS
245
Atria Wealth Solutions
New York
– -$1.28M -33,271 Closed
FCI
246
Financial Counselors Inc
Kansas
– -$1.06M -27,685 Closed
Goldman Sachs
247
Goldman Sachs
New York
– -$566K -14,764 Closed
DW
248
Dodds Wealth
Colorado
– -$527K -13,758 Closed
SS
249
Sound Stewardship
Kansas
– -$436K -11,377 Closed
SCA
250
Scott Capital Advisors
Oregon
– -$406K -10,587 Closed