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Nuveen ESG Small-Cap ETF
NUSC

Name Holding Trade Value Shares
Change 		Change in
Stake
TIM
226
Tortoise Investment Management
New York
$4.24K – – –
EWA
227
EverSource Wealth Advisors
Alabama
$3.32K – – –
OCM
228
Orion Capital Management
California
$2.66K +$2.51K +64 New
SIS
229
Sound Income Strategies
Florida
$2.45K – – –
BWL
230
Bogart Wealth LLC
Virginia
$2.12K – – –
NS
231
NBC Securities
Alabama
$2K -$627 -16 -25%
NP
232
NorthRock Partners
Minnesota
$1.83K – – –
HI
233
Horizon Investments
North Carolina
$707 – – –
TAM
234
Tucker Asset Management
Colorado
$624 – – –
ATC
235
Adirondack Trust Company
New York
$582 – – –
HNB
236
Huntington National Bank
Ohio
$42 – – –
SAG
237
SageView Advisory Group
California
– -$3.48M -89,937 Closed
FTUS
238
Flow Traders U.S.
New York
– -$680K -17,391 Closed
SRB
239
Shotwell Rutter Baer
Michigan
– -$428K -11,271 Closed
SG
240
StoneX Group
New York
– -$270K -6,900 Closed
NYLIM
241
New York Life Investment Management
New York
– -$248K -6,331 Closed
MI
242
Moneywise Inc
Virginia
– -$206K -5,259 Closed
CWM
243
Castle Wealth Management
Florida
– -$205K -5,248 Closed
BWM
244
BKM Wealth Management
Wisconsin
– -$99.1K -2,535 Closed
OP
245
ORG Partners
Indiana
– -$21.2K -542 Closed
ADL
246
Asset Dedication LLC
California
– -$2K -40 Closed
6 7 8 9
10