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Nuveen ESG Small-Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
HI
226
Horizon Investments
North Carolina
$665
TAM
227
Tucker Asset Management
Colorado
$587
ATC
228
Adirondack Trust Company
New York
$560
HNB
229
Huntington National Bank
Ohio
$39
SHGA
230
Sand Hill Global Advisors
California
-$1.11M -31,818 Closed
Citadel Advisors
231
Citadel Advisors
Florida
-$1.03M -29,714 Closed
3LCM
232
3D/L Capital Management
Connecticut
-$567K -16,296 Closed
VF
233
Virtu Financial
New York
-$498K -14,315 Closed
WI
234
WrapManager Inc
California
-$365K -10,495 Closed
Jane Street
235
Jane Street
New York
-$309K -8,879 Closed
AL
236
Aspiriant LLC
California
-$227K -6,506 Closed
VAF
237
Values Added Financial
District of Columbia
-$224K -6,441 Closed
KAS
238
Kestra Advisory Services
Texas
-$208K -5,980 Closed
BIA
239
Bigelow Investment Advisors
Maine
-$200K -5,747 Closed
CSPIA
240
Cary Street Partners Investment Advisory
Virginia
-$68.6K -1,971 Closed
Legacy Financial Group (Iowa)
241
Legacy Financial Group (Iowa)
Iowa
-$55.4K -1,591 Closed
HL
242
HeadInvest LLC
Maine
-$48.6K -1,417 Closed
CWP
243
Concord Wealth Partners
Virginia
-$20.9K -599 Closed
CCMI
244
Creative Capital Management Investments
California
-$18K -518 Closed
HFS
245
HBC Financial Services
Washington
-$6K -189 Closed
LWANC
246
Laurel Wealth Advisors (North Carolina)
North Carolina
-$836 -24 Closed