|
1
|
Nuveen
Charlotte,
North Carolina
|
$11.5M
|
–
|
–
|
–
|
|
|
2
|
Bank of America
Charlotte,
North Carolina
|
$5.83M
|
+$4.23M
|
+148,324
|
+332%
|
|
|
3
|
TAP Consulting
Kirkwood,
Missouri
|
$889K
|
-$1.01M
|
-35,382
|
-55%
|
|
|
4
|
Tower Research Capital (TRC)
New York
|
$590K
|
-$825K
|
-28,944
|
-60%
|
|
|
5
|
Citadel Advisors
Miami,
Florida
|
$478K
|
+$451K
|
+15,808
|
New
|
|
|
6
|
Western Wealth Management
Golden,
Colorado
|
$385K
|
+$364K
|
+12,755
|
New
|
|
|
7
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$289K
|
-$315K
|
-11,057
|
-54%
|
|
|
8
|
Gradient Investments
Arden Hills,
Minnesota
|
$51K
|
-$34.6M
|
-1,212,076
|
-100%
|
|
|
9
|
Osaic Holdings
Scottsdale,
Arizona
|
$35K
|
-$13.7K
|
-482
|
-30%
|
|
|
10
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$26K
|
–
|
–
|
–
|
|
|
11
|
UBS Group
Zurich,
Switzerland
|
$7K
|
-$106K
|
-3,726
|
-94%
|
|
|
12
|
Steward Partners Investment Advisory
New York
|
$3.23K
|
-$2.22K
|
-78
|
-42%
|
|
|
13
|
LPL Financial
San Diego,
California
|
–
|
-$202K
|
-7,504
|
Closed
|
|
|
14
|
US Bancorp
Minneapolis,
Minnesota
|
–
|
-$47K
|
-1,760
|
Closed
|
|
|
15
|
Wells Fargo
San Francisco,
California
|
–
|
+$29
|
+1
|
New
|
|
