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Nuveen ESG Large-Cap Value ETF

Name Holding Trade Value Shares
Change
Change in
Stake
TIM
151
Tortoise Investment Management
New York
$25K – – –
Geneos Wealth Management
152
Geneos Wealth Management
Colorado
$24K – – –
HA
153
Herold Advisors
New York
$22.8K +$22.5K +600 New
Migdal Insurance & Financial Holdings
154
Migdal Insurance & Financial Holdings
Israel
$22K – – –
Citigroup
155
Citigroup
New York
$10K -$10.7K -284 -53%
AWM
156
AllSquare Wealth Management
New York
$6K +$5.86K +156 New
COCM
157
Charter Oak Capital Management
New Hampshire
$5K +$5K +133 New
Spire Wealth Management
158
Spire Wealth Management
Virginia
$3K – – –
NWM
159
Navigation Wealth Management
Colorado
$2K – – –
MIM
160
Macroview Investment Management
Maryland
$1K +$225 +6 +40%
WIM
161
Westside Investment Management
California
$30 +$11.3K +300 +60%
PFS Investments
162
PFS Investments
Georgia
– -$3.02M -77,582 Closed
Wealth Enhancement Advisory Services
163
Wealth Enhancement Advisory Services
Minnesota
– -$1.41M -37,357 Closed
Flow Traders U.S.
164
Flow Traders U.S.
New York
– -$775K -19,930 Closed
SAS
165
Sage Advisory Services
Texas
– -$721K -18,546 Closed
Jane Street
166
Jane Street
New York
– -$615K -15,814 Closed
First Horizon Advisors
167
First Horizon Advisors
Tennessee
– -$581K -14,950 Closed
Gerber Kawasaki Wealth & Investment Management
168
Gerber Kawasaki Wealth & Investment Management
California
– -$295K -7,599 Closed
Stephens Inc
169
Stephens Inc
Arkansas
– -$258K -6,626 Closed
Personal Capital Advisors
170
Personal Capital Advisors
California
– -$254K -6,535 Closed
CA
171
Cornerstone Advisory
Maryland
– -$214K -5,500 Closed
PWP
172
Personal Wealth Partners
Minnesota
– -$201K -5,170 Closed
EFS
173
Essex Financial Services
Connecticut
– -$201K -5,160 Closed
CoreCap Advisors
174
CoreCap Advisors
Michigan
– -$106K -2,720 Closed
Wells Fargo
175
Wells Fargo
California
– -$87.3K -2,322 Closed