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Nuveen ESG Large-Cap ETF

19 hedge funds and large institutions have $12.8M invested in Nuveen ESG Large-Cap ETF in 2023 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 4 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 4

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

2.16% less ownership

Funds ownership: 58.27%56.11% (-2.2%)

5% less funds holding

Funds holding: 2019 (-1)

7% less capital invested

Capital invested by funds: $13.7M → $12.8M (-$896K)

Holders
19
Holders Change
-1
Holders Change %
-5%
% of All Funds
0.3%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
5
Reduced
4
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
N
1
Nuveen
North Carolina
$7.04M
TWM
2
Tolleson Wealth Management
Texas
$1.23M
Goldman Sachs
3
Goldman Sachs
New York
$737K
TRCT
4
Tower Research Capital (TRC)
New York
$538K -$107K -2,927 -16%
LPL Financial
5
LPL Financial
California
$476K
Bank of America
6
Bank of America
North Carolina
$474K -$45.5K -1,246 -8%
RCS
7
Retirement Capital Strategies
California
$394K +$62.9K +1,720 +18%
3AM
8
3EDGE Asset Management
Florida
$329K -$13.8K -378 -4%
HighTower Advisors
9
HighTower Advisors
Illinois
$320K +$334K +9,145 New
WA
10
Wealth Architects
California
$302K
Osaic Holdings
11
Osaic Holdings
Arizona
$301K -$48.5K -1,328 -13%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$270K +$281K +7,678 New
PAG
13
Private Advisor Group
New Jersey
$256K +$621 +17 +0.2%
AA
14
Addison Advisors
Vermont
$98.6K
CTWM
15
Cherry Tree Wealth Management
Minnesota
$29.1K
WIM
16
Westside Investment Management
California
$22K +$12.8K +350 +127%
HI
17
Harbour Investments
Wisconsin
$16.6K
UBS Group
18
UBS Group
Switzerland
$3.31K +$1.02K +28 +42%
HI
19
Horizon Investments
North Carolina
$2.92K +$37 +1 +1%
Citadel Advisors
20
Citadel Advisors
Florida
-$454K -12,525 Closed
FPAS
21
Focus Partners Advisor Solutions
Missouri
-$230K -6,331 Closed

NULC Hedge Fund Activity: Q3 2023 in Review

19 of the 6,302 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Large-Cap ETF (NULC) for Q3 2023, worth a combined $12.8M — down 6.5% from $13.7M a quarter earlier.

Fund positioning in NULC was balanced in Q3 2023: 2 funds opened new positions, 2 closed out, 5 added to existing stakes and 4 trimmed.

The largest buyer was HighTower Advisors, opening a new position worth an estimated $334K. The largest seller was Citadel Advisors, exiting entirely with an estimated $454K sold.

  • 19 institutional investors held Nuveen ESG Large-Cap ETF (NULC) as of Q3 2023, down from 20 in Q2 2023.
  • Funds reported $12.8M of Nuveen ESG Large-Cap ETF stock for Q3 2023, down 6.5% quarter-over-quarter.
  • 2 funds opened new Nuveen ESG Large-Cap ETF positions in Q3 2023 and 2 closed out, a net change of 0 holders.
  • The largest Nuveen ESG Large-Cap ETF buyer in Q3 2023 was HighTower Advisors, an estimated $334K added.
  • The largest Nuveen ESG Large-Cap ETF seller in Q3 2023 was Citadel Advisors, an estimated $454K sold.

Based on aggregated 13F filings for Q3 2023.