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Nuveen ESG High Yield Corporate Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
NYLIM
26
New York Life Investment Management
New York
$237K +$28.9K +1,234 +14%
EWA
27
ERTS Wealth Advisors
Michigan
$224K -$5.61K -239 -2%
CWM
28
Congress Wealth Management
Massachusetts
$218K +$221K +9,435 New
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$215K -$23.3K -993 -10%
ASN
30
Advisory Services Network
Georgia
$213K +$8.05K +343 +4%
WP
31
WealthShield Partners
North Carolina
$213K +$216K +9,213 New
FTUS
32
Flow Traders U.S.
New York
$208K +$211K +9,006 New
KFAA
33
Klaas Financial Asset Advisors
Illinois
$160K +$59.4K +2,531 +58%
Osaic Holdings
34
Osaic Holdings
Arizona
$103K +$67.7K +2,885 +187%
EWA
35
EverSource Wealth Advisors
Alabama
$59K +$40K +1,703 +202%
AWA
36
Aaron Wealth Advisors
Illinois
$45.8K +$46.5K +1,980 New
US Bancorp
37
US Bancorp
Minnesota
$42K
4FG
38
4Thought Financial Group
New York
$33K -$727 -31 -2%
SSC
39
Syverson Strege & Co
Iowa
$33K
PFGIA
40
Patriot Financial Group Insurance Agency
Massachusetts
$24K +$1.38K +59 +6%
CFD
41
Creative Financial Designs
Indiana
$17K -$1.17K -50 -6%
Wells Fargo
42
Wells Fargo
California
$10K +$10.5K +446 New
CCM
43
Covington Capital Management
California
$6K
GRP
44
Global Retirement Partners
California
$4K +$4.6K +196 New
PP
45
PFS Partners
New Jersey
$3.93K +$1.41K +60 +55%
NWM
46
Navigation Wealth Management
Colorado
$1K
TDWM
47
Topel & Distasi Wealth Management
California
-$351K -14,369 Closed
OMC
48
Old Mission Capital
Illinois
-$277K -11,356 Closed
FCIM
49
Fairview Capital Investment Management
California
-$200K -8,200 Closed
UBS AM
50
UBS AM
Illinois
-$10.6K -435 Closed