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Nuveen ESG High Yield Corporate Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
EWA
26
ERTS Wealth Advisors
Michigan
$242K +$242K +9,907 New
New York Life Investment Management
27
New York Life Investment Management
New York
$220K +$220K +9,015 New
Advisory Services Network
28
Advisory Services Network
Georgia
$216K +$216K +8,860 New
FCIM
29
Fairview Capital Investment Management
California
$200K – – –
KFAA
30
Klaas Financial Asset Advisors
Illinois
$107K +$31K +1,271 +41%
Harbour Investments
31
Harbour Investments
Wisconsin
$80K – – –
US Bancorp
32
US Bancorp
Minnesota
$45K +$18.9K +775 +73%
NFG
33
Next Financial Group
Texas
$44K +$44.5K +1,821 New
Osaic Holdings
34
Osaic Holdings
Arizona
$38K -$56.4K -2,311 -60%
SSC
35
Syverson Strege & Co
Iowa
$35K – – –
4FG
36
4Thought Financial Group
New York
$35K +$928 +38 +3%
Morgan Stanley
37
Morgan Stanley
New York
$33K +$32.1K +1,317 +2,634%
PFGIA
38
Patriot Financial Group Insurance Agency
Massachusetts
$24K – – –
EverSource Wealth Advisors
39
EverSource Wealth Advisors
Alabama
$21K +$20.6K +845 New
CFD
40
Creative Financial Designs
Indiana
$19K -$146 -6 -0.8%
UBS AM
41
UBS AM
Illinois
$10.6K +$10.6K +435 New
Covington Capital Management
42
Covington Capital Management
California
$6K – – –
PP
43
PFS Partners
New Jersey
$2.68K +$2.69K +110 New
NWM
44
Navigation Wealth Management
Colorado
$1K – – –
Flow Traders U.S.
45
Flow Traders U.S.
New York
– -$1.84M -74,594 Closed
Private Advisor Group
46
Private Advisor Group
New Jersey
– -$251K -10,173 Closed