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Nuveen ESG Emerging Markets Equity ETF
NUEM

Name Holding Trade Value Shares
Change 		Change in
Stake
TF
1
TIAA FSB
Florida
$52.3M +$7.42M +300,444 +17%
AWP
2
Abacus Wealth Partners
California
$19.1M +$2.18M +88,269 +13%
Wealthfront Advisers
3
Wealthfront Advisers
California
$12.2M -$11M -446,836 -48%
UBS Group
4
UBS Group
Switzerland
$8.17M -$924K -37,417 -10%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$7.54M +$223K +9,016 +3%
PWPCM
6
Perella Weinberg Partners Capital Management
New York
$7.02M -$549K -22,246 -7%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$6.37M -$702K -28,417 -10%
Bank of America
8
Bank of America
North Carolina
$5.2M +$2.19M +88,885 +77%
LSAG
9
Lake Street Advisors Group
New Hampshire
$4.87M -$43.6K -1,765 -0.9%
MWM
10
Mission Wealth Management
California
$3.05M +$387K +15,679 +15%
FTUS
11
Flow Traders U.S.
New York
$2.46M +$2.39M +96,876 New
CHP
12
Cable Hill Partners
Oregon
$2.44M +$412K +16,695 +21%
3AM
13
3EDGE Asset Management
Florida
$2.26M +$2.2M +88,898 New
Morgan Stanley
14
Morgan Stanley
New York
$2.12M +$874K +35,403 +74%
Jane Street
15
Jane Street
New York
$1.93M -$704K -28,505 -27%
OWM
16
Orgel Wealth Management
Wisconsin
$1.73M +$1.68M +67,997 New
LPL Financial
17
LPL Financial
California
$1.73M -$280K -11,326 -14%
Thrivent Financial for Lutherans
18
Thrivent Financial for Lutherans
Minnesota
$1.61M +$151K +6,115 +11%
RSWM
19
Robertson Stephens Wealth Management
California
$1.45M +$1.4M +56,810 New
Creative Planning
20
Creative Planning
Kansas
$1.38M +$75.5K +3,056 +6%
VAS
21
Vestmark Advisory Solutions
Massachusetts
$1.26M +$65.6K +2,657 +6%
FPF
22
First Pacific Financial
Washington
$1.03M +$1,000K +40,492 New
EA
23
Evolution Advisers
Virginia
$967K +$65.9K +2,670 +8%
APP
24
Avantax Planning Partners
Iowa
$892K -$57.6K -2,331 -6%
Osaic Holdings
25
Osaic Holdings
Arizona
$798K +$159K +6,437 +26%
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