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Nuveen ESG Dividend ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Nuveen
1
Nuveen
North Carolina
$4.59M
TRCT
2
Tower Research Capital (TRC)
New York
$429K +$417K +17,755 New
AA
3
Addison Advisors
Vermont
$417K
PI
4
PFG Investments
New York
$399K +$388K +16,518 New
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$340K +$44.1K +1,876 +15%
GA
6
GoalVest Advisory
New York
$82.5K +$80.3K +3,416 New
CWA
7
Clearview Wealth Advisors
Oregon
$34.5K
PA
8
Parallel Advisors
California
$30.3K +$29.5K +1,256 New
Osaic Holdings
9
Osaic Holdings
Arizona
$12.9K
Citadel Advisors
10
Citadel Advisors
Florida
-$400K -16,766 Closed
Goldman Sachs
11
Goldman Sachs
New York
-$385K -16,168 Closed
UBS Group
12
UBS Group
Switzerland
-$131K -5,497 Closed