|
1
|
Nuveen
Charlotte,
North Carolina
|
$24M
|
+$24.2M
|
+997,700
|
New
|
|
|
2
|
UBS Group
Zurich,
Switzerland
|
$2.35M
|
-$57.4K
|
-2,372
|
-2%
|
|
|
3
|
Retirement Capital Strategies
San Jose,
California
|
$1.39M
|
+$780K
|
+32,194
|
+127%
|
|
|
4
|
|
$1.34M
|
-$1.34M
|
-55,228
|
-50%
|
|
|
5
|
Envestnet Asset Management
Chicago,
Illinois
|
$1.29M
|
+$1.3M
|
+53,527
|
New
|
|
|
6
|
UMB Bank
Kansas City,
Missouri
|
$884K
|
+$284K
|
+11,712
|
+47%
|
|
|
7
|
Bank of America
Charlotte,
North Carolina
|
$791K
|
+$130K
|
+5,353
|
+19%
|
|
|
8
|
LPL Financial
San Diego,
California
|
$720K
|
+$25.8K
|
+1,064
|
+4%
|
|
|
9
|
C-J Advisory
San Jose,
California
|
$690K
|
+$186K
|
+7,671
|
+37%
|
|
|
10
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$380K
|
+$382K
|
+15,783
|
New
|
|
|
11
|
BB&T Securities
Richmond,
Virginia
|
$262K
|
+$264K
|
+10,906
|
New
|
|
|
12
|
Mascoma Wealth Management
Hanover,
New Hampshire
|
$71K
|
+$71.8K
|
+2,965
|
New
|
|
|
13
|
CX Institutional
Auburn,
Indiana
|
$67K
|
+$34.9K
|
+1,442
|
+106%
|
|
|
14
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
$50K
|
–
|
–
|
–
|
|
|
15
|
|
$26K
|
+$26.2K
|
+1,081
|
New
|
|
|
16
|
Advisor Group
Phoenix,
Arizona
|
$17K
|
+$16.8K
|
+694
|
New
|
|
|
17
|
Main Management
San Francisco,
California
|
$13K
|
+$13.1K
|
+542
|
New
|
|
|
18
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$7K
|
–
|
–
|
–
|
|
|
19
|
Proffitt & Goodson
Knoxville,
Tennessee
|
$7K
|
+$7.05K
|
+291
|
New
|
|
|
20
|
Advisory Services Network
Atlanta,
Georgia
|
$2K
|
–
|
–
|
–
|
|
|
21
|
Teachers Advisors
New York
|
–
|
-$24.2M
|
-997,700
|
Closed
|
|
|
22
|
|
–
|
-$468K
|
-19,289
|
Closed
|
|
