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Nuveen ESG US Aggregate Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Procyon Advisors
51
Procyon Advisors
Connecticut
– -$121K -4,468 Closed
Private Advisor Group
52
Private Advisor Group
New Jersey
– -$81K -2,978 Closed
FANJ
53
Financial Architects (New Jersey)
New Jersey
– -$16K -587 Closed
Cetera Advisor Networks
54
Cetera Advisor Networks
California
– -$13K -466 Closed
Synovus Financial
55
Synovus Financial
Georgia
– -$8K -305 Closed