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Northern Trust
NTRS

Overview Fund Activity

504 hedge funds and large institutions have $11.9B invested in Northern Trust in 2013 Q4 according to their latest regulatory filings, with 61 funds opening new positions, 152 increasing their positions, 200 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
504
Holders Change
+21
Holders Change %
+4.35%
% of All Funds
14.64%
Holding in Top 10
6
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+100%
% of All Funds
0.17%
New
61
Increased
152
Reduced
200
Closed
38
Calls
$43.8M
Puts
$30.4M
Net Calls
+$13.4M
Net Calls Change
-$958K

Top Buyers

1
EIP
Epoch Investment Partners
New York
$150M
2
Fidelity Investments
Fidelity Investments
Massachusetts
$300M
3
WRF
Waddell & Reed Financial
Kansas
$277M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$542M
5
TD Asset Management
TD Asset Management
Ontario, Canada
$60.6M

Top Sellers

1
Allianz Asset Management
Allianz Asset Management
Germany
$268K
2
BA
BlackRock Advisors
Delaware
$165K
3
Bank of New York Mellon
Bank of New York Mellon
New York
$151M
4
CRM
Cramer Rosenthal McGlynn
Connecticut
$0
5
O
OppenheimerFunds
New York
$64.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
TFO
501
Tarbox Family Office
California
$2K +$2K +27 New
UB
502
UMB Bank
Missouri
$1.11K -$111 -1,795 -9%
TWA
503
TCI Wealth Advisors
Arizona
$1K – – –
CRM
504
Cramer Rosenthal McGlynn
Connecticut
– -$46.1M -848,371 Closed
WFMPM
505
Woodley Farra Manion Portfolio Management
Indiana
– -$15.5M -285,643 Closed
Balyasny Asset Management
506
Balyasny Asset Management
Illinois
– -$13.4M -246,500 Closed
CIM
507
Contravisory Investment Management
Massachusetts
– -$11.6M -213,972 Closed
SCM
508
Stevens Capital Management
Pennsylvania
– -$8.87M -163,108 Closed
CCMG
509
Clark Capital Management Group
Pennsylvania
– -$5.38M -98,997 Closed
Capital Fund Management (CFM)
510
Capital Fund Management (CFM)
France
– -$3.98M -73,163 Closed
PP
511
PDT Partners
New York
– -$3.38M -62,104 Closed
FAAS
512
First Allied Advisory Services
California
– -$2.41M -45,294 Closed
DCM
513
Dynamic Capital Management
Jersey
– -$2.44M -44,856 Closed
CCM
514
Cai Capital Management
New York
– -$2.38M -43,841 Closed
RL
515
Ruffer LLP
United Kingdom
– -$1.37M -25,000 Closed
FCBT
516
First Citizens Bank & Trust
North Carolina
– -$1.23M -22,537 Closed
PG
517
PEAK6 Group
Illinois
– -$561K -20,612 Closed
Jane Street
518
Jane Street
New York
– -$1.1M -20,240 Closed
NI
519
Numeric Investors
Massachusetts
– -$946K -17,400 Closed
BA
520
Bridgewater Associates
Connecticut
– -$774K -14,242 Closed
Twin Tree Management
521
Twin Tree Management
Texas
– -$587K -10,796 Closed
CC
522
Cipher Capital
New York
– -$558K -10,266 Closed
NIM
523
NuWave Investment Management
New Jersey
– -$407K -7,488 Closed
Verition Fund Management
524
Verition Fund Management
Connecticut
– -$359K -6,593 Closed
MSU
525
Maple Securities USA
New Jersey
– -$337K -6,198 Closed
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