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Northern Trust
NTRS

Overview Fund Activity

504 hedge funds and large institutions have $11.9B invested in Northern Trust in 2013 Q4 according to their latest regulatory filings, with 61 funds opening new positions, 152 increasing their positions, 200 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
504
Holders Change
+21
Holders Change %
+4.35%
% of All Funds
14.64%
Holding in Top 10
6
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+100%
% of All Funds
0.17%
New
61
Increased
152
Reduced
200
Closed
38
Calls
$43.8M
Puts
$30.4M
Net Calls
+$13.4M
Net Calls Change
-$958K

Top Buyers

1
EIP
Epoch Investment Partners
New York
$150M
2
Fidelity Investments
Fidelity Investments
Massachusetts
$300M
3
WRF
Waddell & Reed Financial
Kansas
$277M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$542M
5
TD Asset Management
TD Asset Management
Ontario, Canada
$60.6M

Top Sellers

1
Allianz Asset Management
Allianz Asset Management
Germany
$268K
2
BA
BlackRock Advisors
Delaware
$165K
3
Bank of New York Mellon
Bank of New York Mellon
New York
$151M
4
CRM
Cramer Rosenthal McGlynn
Connecticut
$0
5
O
OppenheimerFunds
New York
$64.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
WA
476
WFG Advisors
Texas
$24K – – –
CG
477
Colony Group
Massachusetts
$24K +$24K +385 New
MCM
478
Manchester Capital Management
Vermont
$20K – – –
OSNBOA
479
Old Second National Bank of Aurora
Illinois
$19K – – –
ASN
480
Advisory Services Network
Georgia
$19K +$19K +300 New
RIA
481
Regal Investment Advisors
Michigan
$17K +$17K +275 New
EWM
482
Evercore Wealth Management
New York
$14K -$4.11K -66 -23%
PIM
483
Parasol Investment Management
Illinois
$14K +$14K +234 New
MPWT
484
MassMutual Private Wealth & Trust
Connecticut
$12.4K +$12.4K +200 New
SF
485
Synovus Financial
Georgia
$12K -$1.5K -25 -11%
QAM
486
QCI Asset Management
New York
$10K – – –
DBT
487
Dubuque Bank & Trust
Iowa
$10K – – –
BBHC
488
Brown Brothers Harriman & Co
New York
$9K +$2.66K +42 +42%
WEC
489
Winslow Evans & Crocker
Massachusetts
$9K +$9K +146 New
AF
490
Arrow Financial
New York
$8K – – –
TAM
491
Tocqueville Asset Management
New York
$8K +$8K +125 New
EFSCE
492
Enterprise Financial Services Corp (EFSC)
Missouri
$7K – – –
FHA
493
First Horizon Advisors
Tennessee
$7K +$53 +1 +0.8%
OC
494
Oakworth Capital
Alabama
$5K +$5K +80 New
ECM
495
Exchange Capital Management
Michigan
$4K +$4K +69 New
WA
496
Waverly Advisors
Alabama
$4K +$4K +72 New
AC
497
Alexandria Capital
Virginia
$3K – – –
Creative Planning
498
Creative Planning
Kansas
$2K -$2.24K -28 -53%
NES
499
New England Securities
New York
$2K – – –
CAW
500
Cornerstone Advisors (Washington)
Washington
$2K – – –
18 19
20
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