NTRS icon

Northern Trust
NTRS

Overview Fund Activity

504 hedge funds and large institutions have $11.9B invested in Northern Trust in 2013 Q4 according to their latest regulatory filings, with 61 funds opening new positions, 152 increasing their positions, 200 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
504
Holders Change
+21
Holders Change %
+4.35%
% of All Funds
14.64%
Holding in Top 10
6
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+100%
% of All Funds
0.17%
New
61
Increased
152
Reduced
200
Closed
38
Calls
$43.8M
Puts
$30.4M
Net Calls
+$13.4M
Net Calls Change
-$958K

Top Buyers

1
EIP
Epoch Investment Partners
New York
$150M
2
Fidelity Investments
Fidelity Investments
Massachusetts
$300M
3
WRF
Waddell & Reed Financial
Kansas
$277M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$542M
5
TD Asset Management
TD Asset Management
Ontario, Canada
$60.6M

Top Sellers

1
Allianz Asset Management
Allianz Asset Management
Germany
$268K
2
BA
BlackRock Advisors
Delaware
$165K
3
Bank of New York Mellon
Bank of New York Mellon
New York
$151M
4
CRM
Cramer Rosenthal McGlynn
Connecticut
$0
5
O
OppenheimerFunds
New York
$64.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
PLFAM
426
Pineno Levin & Ford Asset Management
Virginia
$217K +$217K +3,500 New
SRC
427
Shufro Rose & Co
New York
$216K +$216K +3,500 New
B
428
BancorpSouth
Mississippi
$215K +$215K +3,480 New
QI
429
QS Investors
New York
$210K +$210K +3,400 New
BOH
430
Bank of Hawaii
Hawaii
$209K +$209K +3,375 New
MYLI
431
Meiji Yasuda Life Insurance
Japan
$205K +$205K +3,317 New
CWA
432
Constellation Wealth Advisors
New York
$204K +$204K +3,300 New
CW
433
Cabot-Wellington
Massachusetts
$204K +$204K +3,300 New
VDI
434
Vaughan David Investments
Illinois
$201K +$201K +3,250 New
ClearBridge Investments
435
ClearBridge Investments
New York
$195K – – –
QT
436
Quantbot Technologies
New York
$192K +$180K +2,908 +1,454%
BA
437
BlackRock Advisors
Delaware
$165K -$49.9M -807,596 -100%
FFC
438
First Financial Corp
Indiana
$165K – – –
LTFS
439
Ladenburg Thalmann Financial Services
Florida
$152K -$690K -11,186 -82%
Northwestern Mutual Wealth Management
440
Northwestern Mutual Wealth Management
Wisconsin
$147K -$19.7K -317 -12%
AW
441
Alpha Windward
Massachusetts
$138K +$619 +10 +0.5%
Fuller & Thaler Asset Management
442
Fuller & Thaler Asset Management
California
$136K – – –
ECM
443
Endex Capital Management
Kansas
$132K – – –
Manulife (Manufacturers Life Insurance)
444
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$130K +$28.2K +455,382 +28%
ICOM
445
Investment Counselors of Maryland
Maryland
$130K +$18.6K +300 +17%
GIS
446
Guardian Investor Services
New York
$112K +$3.9K +63 +4%
FMLI
447
Fukoku Mutual Life Insurance
Japan
$111K – – –
ARMT
448
Amica Retiree Medical Trust
Rhode Island
$96K +$96K +1,546 New
Lazard Asset Management
449
Lazard Asset Management
New York
$92K – – –
PTC
450
Private Trust Company
Ohio
$85K -$495 -8 -0.6%
16 17
18
19 20