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Northern Trust
NTRS

Overview Fund Activity

504 hedge funds and large institutions have $11.9B invested in Northern Trust in 2013 Q4 according to their latest regulatory filings, with 61 funds opening new positions, 152 increasing their positions, 200 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
504
Holders Change
+21
Holders Change %
+4.35%
% of All Funds
14.64%
Holding in Top 10
6
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+100%
% of All Funds
0.17%
New
61
Increased
152
Reduced
200
Closed
38
Calls
$43.8M
Puts
$30.4M
Net Calls
+$13.4M
Net Calls Change
-$958K

Top Buyers

1
EIP
Epoch Investment Partners
New York
$150M
2
Fidelity Investments
Fidelity Investments
Massachusetts
$300M
3
WRF
Waddell & Reed Financial
Kansas
$277M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$542M
5
TD Asset Management
TD Asset Management
Ontario, Canada
$60.6M

Top Sellers

1
Allianz Asset Management
Allianz Asset Management
Germany
$268K
2
BA
BlackRock Advisors
Delaware
$165K
3
Bank of New York Mellon
Bank of New York Mellon
New York
$151M
4
CRM
Cramer Rosenthal McGlynn
Connecticut
$0
5
O
OppenheimerFunds
New York
$64.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
MBE
401
Michael B. Elefante
$301K – – –
AIP
402
Ameritas Investment Partners
Nebraska
$296K – – –
Rafferty Asset Management
403
Rafferty Asset Management
New York
$291K -$124K -2,010 -30%
Harris Associates
404
Harris Associates
Illinois
$269K – – –
Allianz Asset Management
405
Allianz Asset Management
Germany
$268K -$72M -1,162,833 -100%
GRQ
406
Gardner Russo & Quinn
Pennsylvania
$268K -$5.01K -81 -2%
PCM
407
Parsons Capital Management
Rhode Island
$261K +$1.86K +30 +0.7%
CC
408
ClearArc Capital
Ohio
$259K -$5.27K -85 -2%
RFC
409
Regions Financial Corp
Alabama
$258K +$7.47K +121 +3%
QBFM
410
QS Batterymarch Financial Management
New York
$256K -$9.94K -160 -4%
PIM
411
Penobscot Investment Management
Massachusetts
$256K – – –
RP
412
Reinhart Partners
Wisconsin
$254K – – –
CI
413
Constellation Investments
Ohio
$254K +$18.6K +300 +8%
PAM
414
Palisade Asset Management
Minnesota
$251K – – –
FMII
415
Farmers & Merchants Investments Inc
Nebraska
$248K – – –
AP
416
Appleton Partners
Massachusetts
$246K – – –
Korea Investment Corp
417
Korea Investment Corp
South Korea
$241K -$192K -3,100 -44%
PHS
418
Pekin Hardy Strauss
Illinois
$238K – – –
RBC
419
Ronald Blue & Co
Georgia
$229K – – –
NPPM
420
North Point Portfolio Managers
Ohio
$229K – – –
SCA
421
SAC Capital Advisors
Connecticut
$224K -$59K -953 -21%
NCMG
422
NCM Capital Management Group
North Carolina
$224K -$9.27K -150 -4%
BSW
423
Buckingham Strategic Wealth
Missouri
$223K +$223K +3,604 New
FBA
424
Front Barnett Associates
Illinois
$222K -$80.9K -1,310 -27%
VCM
425
Vision Capital Management
Oregon
$218K -$17K -274 -7%
15 16
17
18 19