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Northern Trust

680 hedge funds and large institutions have $18.4B invested in Northern Trust in 2019 Q4 according to their latest regulatory filings, with 119 funds opening new positions, 194 increasing their positions, 229 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

310% more first-time investments, than exits

New positions opened: 119 | Existing positions closed: 29

214% more call options, than puts

Call options by funds: $49.3M | Put options by funds: $15.7M

117% more funds holding in top 10

Funds holding in top 10: 613 (+7)

13% more capital invested

Capital invested by funds: $16.3B → $18.4B (+$2.06B)

13% more funds holding

Funds holding: 604680 (+76)

0.1% more ownership

Funds ownership: 81.57%81.67% (+0.1%)

15% less repeat investments, than reductions

Existing positions increased: 194 | Existing positions reduced: 229

Holders
680
Holders Change
+76
Holders Change %
+12.58%
% of All Funds
13.4%
Holding in Top 10
13
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+116.67%
% of All Funds
0.26%
New
119
Increased
194
Reduced
229
Closed
29
Calls
$49.3M
Puts
$15.7M
Net Calls
+$33.6M
Net Calls Change
+$7.86M
Name Holding Trade Value Shares
Change
Change in
Stake
PTC
376
Private Trust Company
Ohio
$714K
CAPTRUST Financial Advisors
377
CAPTRUST Financial Advisors
North Carolina
$712K +$507K +4,956 +298%
NICM
378
Neo Ivy Capital Management
New York
$701K +$675K +6,594 New
Tudor Investment Corp
379
Tudor Investment Corp
Connecticut
$701K +$675K +6,596 New
VC
380
Vestor Capital
Illinois
$689K +$225K +2,200 +51%
DA
381
Duality Advisers
Florida
$689K +$664K +6,483 New
FPS
382
Fieldpoint Private Securities
Connecticut
$682K -$11.8K -115 -2%
RBA
383
Richard Bernstein Advisors
New York
$670K -$1.17M -11,479 -65%
VCM
384
Vivaldi Capital Management
Illinois
$669K -$1.33K -13 -0.2%
Northwestern Mutual Wealth Management
385
Northwestern Mutual Wealth Management
Wisconsin
$665K +$11.3K +110 +2%
LFAS
386
Level Four Advisory Services
Texas
$665K +$89K +869 New
SSA
387
Schonfeld Strategic Advisors
New York
$656K +$632K +6,176 New
SAM
388
Symphony Asset Management
California
$651K +$627K +6,129 New
PC
389
Port Capital
Illinois
$642K
KFC
390
Klingenstein Fields & Co
New York
$637K
BFS
391
Bradley Foster & Sargent
Connecticut
$635K
AAM
392
Advisors Asset Management
Colorado
$635K +$32.9K +321 +6%
LIA
393
LS Investment Advisors
Michigan
$624K +$19.9K +194 +3%
NPA
394
Nichols & Pratt Advisers
Massachusetts
$610K -$604K -5,900 -51%
DT
395
Diversified Trust
Tennessee
$607K +$151K +1,474 +35%
LCM
396
Liberty Capital Management
Michigan
$605K -$7.17K -70 -1%
FMBTD
397
First Midwest Bank Trust Division
Illinois
$602K -$221K -2,160 -28%
EWA
398
Exencial Wealth Advisors
Oklahoma
$596K
LTFS
399
Ladenburg Thalmann Financial Services
Florida
$595K -$17.1K -167 -3%
TCM
400
Tributary Capital Management
Nebraska
$587K -$466K -4,550 -45%

NTRS Hedge Fund Activity: Q4 2019 in Review

680 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Northern Trust (NTRS) for Q4 2019, worth a combined $18.4B — up 13% from $16.3B a quarter earlier.

Buyers outnumbered sellers: 119 funds opened new NTRS positions and 29 closed out — a net gain of 90 holders — while 194 added to existing stakes and 229 trimmed.

The largest buyer was Ameriprise, adding an estimated $126M. The largest seller was Barrow, Hanley, Mewhinney & Strauss, cutting an estimated $464M.

  • 680 institutional investors held Northern Trust (NTRS) as of Q4 2019, up from 604 in Q3 2019.
  • Funds reported $18.4B of Northern Trust stock for Q4 2019, up 13% quarter-over-quarter.
  • 119 funds opened new Northern Trust positions in Q4 2019 and 29 closed out, a net change of +90 holders.
  • The largest Northern Trust buyer in Q4 2019 was Ameriprise, an estimated $126M added.
  • The largest Northern Trust seller in Q4 2019 was Barrow, Hanley, Mewhinney & Strauss, an estimated $464M sold.

Based on aggregated 13F filings for Q4 2019.