NTRS icon

Northern Trust
NTRS

Overview Fund Activity

504 hedge funds and large institutions have $11.9B invested in Northern Trust in 2013 Q4 according to their latest regulatory filings, with 61 funds opening new positions, 152 increasing their positions, 200 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
504
Holders Change
+21
Holders Change %
+4.35%
% of All Funds
14.64%
Holding in Top 10
6
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+100%
% of All Funds
0.17%
New
61
Increased
152
Reduced
200
Closed
38
Calls
$43.8M
Puts
$30.4M
Net Calls
+$13.4M
Net Calls Change
-$958K

Top Buyers

1
EIP
1
Epoch Investment Partners
New York
$150M
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$300M
3
WRF
3
Waddell & Reed Financial
Kansas
$277M
4
JPMorgan Chase & Co
4
JPMorgan Chase & Co
New York
$542M
5
TD Asset Management
5
TD Asset Management
Ontario, Canada
$60.6M

Top Sellers

1
Allianz Asset Management
1
Allianz Asset Management
Germany
$268K
2
BA
2
BlackRock Advisors
Delaware
$165K
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$151M
4
CRM
4
Cramer Rosenthal McGlynn
Connecticut
$0
5
O
5
OppenheimerFunds
New York
$64.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
WRM
326
Westport Resources Management
Connecticut
$675K +$3.1K +50 +0.5%
HA
327
Hamel Associates
New Jersey
$667K +$667K +10,768 New
GA
328
Geneva Advisors
Illinois
$665K -$247K -3,999 -27%
SCM
329
Stux Capital Management
New York
$662K +$662K +10,700 New
WOC
330
West Oak Capital
California
$661K -$4.33K -70 -0.7%
CHA
331
Cedar Hill Associates
Illinois
$657K -$80.5K -1,300 -11%
SIM
332
Sentry Investment Management
Wisconsin
$650K -$495K -8,000 -43%
P
333
Pitcairn
Pennsylvania
$650K – – –
LMF
334
LMR Master Fund
Cayman Islands
$638K +$638K +10,310 New
APFBOT
335
Amica Pension Fund Board of Trustees
Rhode Island
$635K – – –
1SB
336
1ST Source Bank
Indiana
$626K -$351K -5,667 -36%
AHS
337
Aspiriant Holdings S3
California
$620K +$12.1K +195 +2%
NSEDCP
338
NJ State Employees Deferred Compensation Plan
New Jersey
$619K – – –
AIM
339
abrdn Investment Management
United Kingdom
$611K +$10.7K +173 +2%
PI
340
Putnam Investments
Massachusetts
$606K -$14.2M -229,002 -96%
ST
341
Spot Trading
Illinois
$597K +$561K +9,068 +1,563%
WF
342
Welch & Forbes
Massachusetts
$588K -$6.19K -100 -1%
CIS
343
Connors Investor Services
Pennsylvania
$563K – – –
GCP
344
GSA Capital Partners
United Kingdom
$555K -$3.9M -63,036 -88%
B
345
Barings
North Carolina
$552K -$30.9K -500 -5%
RFS
346
Rockefeller Financial Services
New York
$552K – – –
BCM
347
Bourgeon Capital Management
Connecticut
$549K +$24.7K +400 +5%
RIL
348
Rothschild Investment LLC
Illinois
$541K -$9.28K -150 -2%
SG
349
Somerset Group
Minnesota
$526K – – –
ECM
350
Everence Capital Management
Indiana
$521K – – –
12 13
14
15 16