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Northern Trust
NTRS

Overview Fund Activity

504 hedge funds and large institutions have $11.9B invested in Northern Trust in 2013 Q4 according to their latest regulatory filings, with 61 funds opening new positions, 152 increasing their positions, 200 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
504
Holders Change
+21
Holders Change %
+4.35%
% of All Funds
14.64%
Holding in Top 10
6
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+100%
% of All Funds
0.17%
New
61
Increased
152
Reduced
200
Closed
38
Calls
$43.8M
Puts
$30.4M
Net Calls
+$13.4M
Net Calls Change
-$958K

Top Buyers

1
EIP
1
Epoch Investment Partners
New York
$150M
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$300M
3
WRF
3
Waddell & Reed Financial
Kansas
$277M
4
JPMorgan Chase & Co
4
JPMorgan Chase & Co
New York
$542M
5
TD Asset Management
5
TD Asset Management
Ontario, Canada
$60.6M

Top Sellers

1
Allianz Asset Management
1
Allianz Asset Management
Germany
$268K
2
BA
2
BlackRock Advisors
Delaware
$165K
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$151M
4
CRM
4
Cramer Rosenthal McGlynn
Connecticut
$0
5
O
5
OppenheimerFunds
New York
$64.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
QIM
301
Quantitative Investment Management
Virginia
$909K +$909K +14,700 New
DILH
302
Dai-ichi Life Holdings
Japan
$897K -$1.55K -25 -0.2%
NAM
303
North American Management
Massachusetts
$885K +$885K +14,305 New
Commonwealth Equity Services
304
Commonwealth Equity Services
Massachusetts
$883K +$1.42K +23 +0.2%
ESBC
305
E.S. Barr & Co
Kentucky
$874K -$92.8K -1,500 -10%
Zurich Cantonal Bank
306
Zurich Cantonal Bank
Switzerland
$867K +$18.4K +298 +2%
PCM
307
Palisade Capital Management
New Jersey
$866K – – –
BB
308
Busey Bank
Illinois
$864K -$15.9K -257 -2%
JG
309
Jefferies Group
New York
$859K -$650K -10,492 -43%
BMO
310
Beck Mack & Oliver
New York
$851K – – –
FSC
311
Fiduciary Services Corp
Georgia
$825K -$14.6K -235 -2%
FCCM
312
First City Capital Management
Georgia
$808K -$13.9K -225 -2%
SFT
313
Simmons First Trust
Arkansas
$804K +$4.7K +76 +0.6%
TNBTD
314
Trustmark National Bank Trust Department
Mississippi
$772K – – –
RGC
315
Roberts, Glore & Co
Illinois
$761K -$35.3K -571 -4%
Westfield Capital Management
316
Westfield Capital Management
Massachusetts
$749K – – –
PIM
317
Provident Investment Management
Michigan
$743K – – –
JFGIW
318
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$736K +$68.9K +1,114 +10%
WC
319
Whitnell & Co
Illinois
$727K -$8.48K -137 -1%
PGFC
320
Peapack-Gladstone Financial Corp
New Jersey
$710K -$61.9K -1,000 -8%
DADC
321
D.A. Davidson & Co
Montana
$704K +$638K +10,330 +965%
Robeco Institutional Asset Management
322
Robeco Institutional Asset Management
Netherlands
$696K +$112K +1,813 +19%
FNBT
323
FineMark National Bank & Trust
Florida
$691K -$6.19K -100 -0.9%
RS
324
Robeco Schweiz
Switzerland
$679K +$61.7K +1,000 +10%
NCM
325
Northroad Capital Management
New York
$676K -$102K -1,650 -13%
11 12
13
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