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498 hedge funds and large institutions have $12.5B invested in NetApp in 2013 Q4 according to their latest regulatory filings, with 69 funds opening new positions, 155 increasing their positions, 217 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

64% more call options, than puts

Call options by funds: $289M | Put options by funds: $177M

1% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 68

0% less funds holding

Funds holding: 500498 (-2)

11% less capital invested

Capital invested by funds: $14B → $12.5B (-$1.57B)

29% less repeat investments, than reductions

Existing positions increased: 155 | Existing positions reduced: 217

79% less funds holding in top 10

Funds holding in top 10: 143 (-11)

Holders
498
Holders Change
-2
Holders Change %
-0.4%
% of All Funds
14.46%
Holding in Top 10
3
Holding in Top 10 Change
-11
Holding in Top 10 Change %
-78.57%
% of All Funds
0.09%
New
69
Increased
155
Reduced
217
Closed
68
Calls
$289M
Puts
$177M
Net Calls
+$113M
Net Calls Change
-$123M
Name Holding Trade Value Shares
Change
Change in
Stake
Dodge & Cox
1
Dodge & Cox
California
$1.02B -$24M -591,500 -2%
Vanguard Group
2
Vanguard Group
Pennsylvania
$695M +$9.65M +237,630 +1%
State Street
3
State Street
Massachusetts
$649M +$40M +985,614 +7%
Brown Advisory
4
Brown Advisory
Maryland
$475M +$5.25M +129,423 +1%
EM
5
Elliott Management
New York
$442M
BIT
6
BlackRock Institutional Trust
California
$370M -$5.21M -128,384 -1%
Invesco
7
Invesco
Georgia
$344M +$56.3M +1,386,983 +20%
Wellington Management Group
8
Wellington Management Group
Massachusetts
$335M -$274M -6,748,258 -45%
Primecap Management
9
Primecap Management
California
$307M +$7.02M +173,000 +2%
VOYA Investment Management
10
VOYA Investment Management
Georgia
$301M +$17.1M +421,524 +6%
AIM
11
abrdn Investment Management
United Kingdom
$289M +$8.2M +202,065 +3%
Boston Partners
12
Boston Partners
Massachusetts
$287M +$42.6M +1,048,642 +18%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$247M +$44.8M +1,103,292 +22%
ClearBridge Investments
14
ClearBridge Investments
New York
$210M +$3.44M +84,712 +2%
Bank of Montreal
15
Bank of Montreal
Ontario, Canada
$198M +$65.2M +1,605,911 +50%
BFA
16
BlackRock Fund Advisors
California
$188M +$7.17M +176,493 +4%
Ameriprise
17
Ameriprise
Minnesota
$186M -$36.1M -889,588 -16%
Northern Trust
18
Northern Trust
Illinois
$184M -$3.82M -94,166 -2%
Goldman Sachs
19
Goldman Sachs
New York
$183M -$204M -5,029,196 -53%
SB
20
Suntrust Banks
Georgia
$162M +$84M +2,069,421 +111%
TCIM
21
TIAA CREF Investment Management
New York
$148M +$2.35M +57,889 +2%
American Century Companies
22
American Century Companies
Missouri
$147M -$239M -5,886,121 -62%
Thrivent Financial for Lutherans
23
Thrivent Financial for Lutherans
Minnesota
$133M -$11.2M -274,650 -8%
UBS AM
24
UBS AM
Illinois
$128M -$98M -2,413,521 -44%
IC
25
Institutional Capital
Illinois
$106M +$105M +2,585,979 New

NTAP Hedge Fund Activity: Q4 2013 in Review

498 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in NetApp (NTAP) for Q4 2013, worth a combined $12.5B — down 11% from $14B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new NTAP positions and 68 closed out — a net gain of 1 holder — while 155 added to existing stakes and 217 trimmed.

The largest buyer was Institutional Capital, opening a new position worth an estimated $105M. The largest seller was Wellington Management Group, cutting an estimated $274M.

  • 498 institutional investors held NetApp (NTAP) as of Q4 2013, down from 500 in Q3 2013.
  • Funds reported $12.5B of NetApp stock for Q4 2013, down 11% quarter-over-quarter.
  • 69 funds opened new NetApp positions in Q4 2013 and 68 closed out, a net change of +1 holder.
  • The largest NetApp buyer in Q4 2013 was Institutional Capital, an estimated $105M added.
  • The largest NetApp seller in Q4 2013 was Wellington Management Group, an estimated $274M sold.

Based on aggregated 13F filings for Q4 2013.