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NetApp
NTAP

498 hedge funds and large institutions have $12.5B invested in NetApp in 2013 Q4 according to their latest regulatory filings, with 69 funds opening new positions, 155 increasing their positions, 217 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

64% more call options, than puts

Call options by funds: $289M | Put options by funds: $177M

1% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 68

0% less funds holding

Funds holding: 500 → 498 (-2)

11% less capital invested

Capital invested by funds: $14B → $12.5B (-$1.57B)

29% less repeat investments, than reductions

Existing positions increased: 155 | Existing positions reduced: 217

79% less funds holding in top 10

Funds holding in top 10: 14 → 3 (-11)

Holders
498
Holders Change
-2
Holders Change %
-0.4%
% of All Funds
14.46%
Holding in Top 10
3
Holding in Top 10 Change
-11
Holding in Top 10 Change %
-78.57%
% of All Funds
0.09%
New
69
Increased
155
Reduced
217
Closed
68
Calls
$289M
Puts
$177M
Net Calls
+$113M
Net Calls Change
-$123M

Top Buyers

Rank Fund Capital Flow
1
IC
Institutional Capital
Illinois
+$105M
2
Two Sigma Investments
Two Sigma Investments
New York
+$88.2M
3
SB
Suntrust Banks
Georgia
+$84M
4
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$65.2M
5
Two Sigma Advisers
Two Sigma Advisers
New York
+$62.7M

Top Sellers

Rank Fund Capital Flow
1
Wellington Management Group
Wellington Management Group
Massachusetts
-$274M
2
American Century Companies
American Century Companies
Missouri
-$239M
3
Goldman Sachs
Goldman Sachs
New York
-$204M
4
MC
Maverick Capital
Texas
-$196M
5
SFM
Soros Fund Management
New York
-$177M
Name Holding Trade Value Shares
Change 		Change in
Stake
CAM
501
Contour Asset Management
New York
– -$32M -750,000 Closed
SONJCPFA
502
State of New Jersey Common Pension Fund A
New Jersey
– -$32M -750,000 Closed
Neuberger Berman Group
503
Neuberger Berman Group
New York
– -$29.5M -691,102 Closed
AC
504
Ascend Capital
California
– -$20.4M -478,878 Closed
Westfield Capital Management
505
Westfield Capital Management
Massachusetts
– -$18.6M -435,505 Closed
SM
506
Scoggin Management
New York
– -$17.6M -414,000 Closed
HI
507
Honeywell International
North Carolina
– -$16.1M -376,800 Closed
GACM
508
Green Arrow Capital Management
New York
– -$12.6M -295,557 Closed
CEP
509
Chicago Equity Partners
Illinois
– -$12.5M -292,540 Closed
CIC
510
Chase Investment Counsel
Virginia
– -$9.08M -213,020 Closed
PRCM
511
Pine River Capital Management
Minnesota
– -$8.08M -189,625 Closed
KCM
512
Kennedy Capital Management
Missouri
– -$8.03M -188,436 Closed
HS
513
HighVista Strategies
Massachusetts
– -$7.96M -186,645 Closed
BIM
514
BRC Investment Management
Colorado
– -$5.06M -118,626 Closed
MHP
515
Manatuck Hill Partners
Connecticut
– -$4.76M -111,700 Closed
PWPCM
516
Perella Weinberg Partners Capital Management
New York
– -$4.69M -110,000 Closed
VRS
517
Virginia Retirement Systems
Virginia
– -$4.33M -101,687 Closed
MWVC
518
Morgens Waterfall Vintiadis & Co
New York
– -$3.92M -92,000 Closed
FAAS
519
First Allied Advisory Services
California
– -$2.78M -64,900 Closed
CM
520
Churchill Management
California
– -$2.51M -58,906 Closed
7AM
521
7x7 Asset Management
California
– -$2.41M -56,582 Closed
DCM
522
Decade Capital Management
New York
– -$2.3M -53,973 Closed
FAM
523
Fortaleza Asset Management
Illinois
– -$1.96M -45,880 Closed
GLAM
524
Gardner Lewis Asset Management
Pennsylvania
– -$1.8M -42,175 Closed
JAM
525
Jupiter Asset Management
United Kingdom
– -$1.64M -38,569 Closed
19 20
21
22 23

NTAP Hedge Fund Activity: Q4 2013 in Review

498 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in NetApp (NTAP) for Q4 2013, worth a combined $12.5B — down 11% from $14B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new NTAP positions and 68 closed out — a net gain of 1 holder — while 155 added to existing stakes and 217 trimmed.

The largest buyer was Institutional Capital, opening a new position worth an estimated $105M. The largest seller was Wellington Management Group, cutting an estimated $274M.

  • 498 institutional investors held NetApp (NTAP) as of Q4 2013, down from 500 in Q3 2013.
  • Funds reported $12.5B of NetApp stock for Q4 2013, down 11% quarter-over-quarter.
  • 69 funds opened new NetApp positions in Q4 2013 and 68 closed out, a net change of +1 holder.
  • The largest NetApp buyer in Q4 2013 was Institutional Capital, an estimated $105M added.
  • The largest NetApp seller in Q4 2013 was Wellington Management Group, an estimated $274M sold.

Based on aggregated 13F filings for Q4 2013.