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Norfolk Southern

863 hedge funds and large institutions have $15.3B invested in Norfolk Southern in 2013 Q3 according to their latest regulatory filings, with 67 funds opening new positions, 323 increasing their positions, 308 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

64% more call options, than puts

Call options by funds: $263M | Put options by funds: $160M

26% more first-time investments, than exits

New positions opened: 67 | Existing positions closed: 53

7% more funds holding in top 10

Funds holding in top 10: 1516 (+1)

5% more capital invested

Capital invested by funds: $14.5B → $15.3B (+$773M)

5% more repeat investments, than reductions

Existing positions increased: 323 | Existing positions reduced: 308

1% more funds holding

Funds holding: 855863 (+8)

0.07% more ownership

Funds ownership: 63.77%63.84% (+0.07%)

Holders
863
Holders Change
+8
Holders Change %
+0.94%
% of All Funds
27.98%
Holding in Top 10
16
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+6.67%
% of All Funds
0.52%
New
67
Increased
323
Reduced
308
Closed
53
Calls
$263M
Puts
$160M
Net Calls
+$103M
Net Calls Change
+$118M
Name Holding Trade Value Shares
Change
Change in
Stake
LFR
826
Lehman Financial Resources
Pennsylvania
$39K
HDIM
827
Hanson & Doremus Investment Management
Vermont
$38K
AC
828
Alexandria Capital
Virginia
$37K +$11.7K +156 +48%
HR
829
Howe & Rusling
New York
$35K -$48.2K -644 -59%
HRIA
830
Haberer Registered Investment Advisor
Ohio
$35K -$4.42K -59 -12%
CAL
831
Capital Analysts LLC
Pennsylvania
$34.8K
CCM
832
Credo Capital Management
Maryland
$32K -$4.72K -63 -13%
MA
833
MCF Advisors
Kentucky
$32K +$2.4K +32 +11%
EWM
834
Edge Wealth Management
New York
$31K +$17.7K +236 +140%
ST
835
Spot Trading
Illinois
$28K -$1.38M -18,395 -98%
NES
836
New England Securities
New York
$26K
AA
837
AlphaMark Advisors
Kentucky
$25K
HCM
838
Highlander Capital Management
New Jersey
$23.2K
BC
839
Blackhill Capital
New Jersey
$23K
ZTNA
840
Zions Trust National Association
Utah
$23K
FWM
841
Focused Wealth Management
New York
$23K +$22K +294 New
HCC
842
Hirtle Callaghan & Co
Pennsylvania
$23K +$22.5K +300 New
NIM
843
NuWave Investment Management
New Jersey
$19K +$674 +9 +4%
CBT
844
Central Bank & Trust
Kentucky
$18K
TFA
845
Transamerica Financial Advisors
Florida
$18K
OSAM
846
O'Shaughnessy Asset Management
Connecticut
$17K -$8.93M -119,175 -100%
DAM
847
Delta Asset Management
Tennessee
$16K +$8.02K +107 +102%
FBT
848
Founders Bank & Trust
Michigan
$15K
ECM
849
ETrade Capital Management
Virginia
$13K +$3K +40 +31%
FA
850
Financial Advantage
Maryland
$11K

NSC Hedge Fund Activity: Q3 2013 in Review

863 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Norfolk Southern (NSC) for Q3 2013, worth a combined $15.3B — up 5.3% from $14.5B a quarter earlier.

Buyers outnumbered sellers: 67 funds opened new NSC positions and 53 closed out — a net gain of 14 holders — while 323 added to existing stakes and 308 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $126M. The largest seller was Invesco, cutting an estimated $102M.

  • 863 institutional investors held Norfolk Southern (NSC) as of Q3 2013, up from 855 in Q2 2013.
  • Funds reported $15.3B of Norfolk Southern stock for Q3 2013, up 5.3% quarter-over-quarter.
  • 67 funds opened new Norfolk Southern positions in Q3 2013 and 53 closed out, a net change of +14 holders.
  • The largest Norfolk Southern buyer in Q3 2013 was Wellington Management Group, an estimated $126M added.
  • The largest Norfolk Southern seller in Q3 2013 was Invesco, an estimated $102M sold.

Based on aggregated 13F filings for Q3 2013.