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NRO

Neuberger Real Estate Securities Income Fund Inc
NRO

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$13M -$6.75M -1,302,843 -34%
Wells Fargo
2
Wells Fargo
California
$12.1M -$730K -140,837 -6%
AAM
3
Advisors Asset Management
Colorado
$8.05M +$785K +151,515 +11%
CA
4
Cornerstone Advisors
North Carolina
$6.08M – – –
RCM
5
Rivernorth Capital Management
Florida
$5.49M +$251K +48,510 +5%
SLF
6
Sun Life Financial
Ontario, Canada
$5.16M – – –
RJA
7
Raymond James & Associates
Florida
$5.07M +$103K +19,854 +2%
BI
8
Bulldog Investors
New Jersey
$4.98M +$3.03M +585,617 +155%
PAIM
9
Punch & Associates Investment Management
Minnesota
$4.5M +$23.7K +4,582 +0.5%
1CP
10
1607 Capital Partners
Virginia
$3.77M -$195K -37,623 -5%
Bank of America
11
Bank of America
North Carolina
$3.67M +$56.4K +10,890 +2%
DA
12
Doliver Advisors
Texas
$2.17M +$844K +162,859 +64%
CL
13
CSS LLC
Illinois
$2.08M +$33.7K +6,504 +2%
VFS
14
VSR Financial Services
Kansas
$1.56M +$410K +79,050 +35%
WAM
15
Wolverine Asset Management
Illinois
$1.41M -$873K -168,431 -38%
AA
16
Ancora Advisors
Ohio
$1.18M -$1.18M -227,678 Closed
BNP Paribas Financial Markets
17
BNP Paribas Financial Markets
France
$983K +$137K +26,410 +16%
YCM
18
Yakira Capital Management
Connecticut
$954K +$134K +25,847 +16%
NSAM
19
North Star Asset Management
Wisconsin
$773K -$2.24K -433 -0.3%
YMRC
20
Yorktown Management & Research Company
Virginia
$650K +$651K +125,760 New
MFS
21
MSI Financial Services
Massachusetts
$581K +$141K +27,164 +32%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$569K +$44.9K +8,662 +9%
LPL Financial
23
LPL Financial
California
$547K +$19K +3,669 +4%
GC
24
Guggenheim Capital
Illinois
$543K +$212K +40,915 +64%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$530K -$11.9K -2,301 -2%
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