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Neuberger Real Estate Securities Income Fund Inc

Name Holding Trade Value Shares
Change
Change in
Stake
BRWM
26
B. Riley Wealth Management
Tennessee
$82K +$5.09K +1,048 +6%
Cetera Advisor Networks
27
Cetera Advisor Networks
California
$76K +$80.9K +16,637 New
Peapack-Gladstone Financial Corp
28
Peapack-Gladstone Financial Corp
New Jersey
$69K +$73.3K +15,073 New
CAM
29
Concorde Asset Management
Michigan
$67K +$5.09K +1,048 +8%
JMF
30
Johnson Midwest Financial
Iowa
$63K – – –
SWM
31
SeaCrest Wealth Management
New York
$58K -$53.7K -11,049 -47%
AIP
32
Ahrens Investment Partners
Louisiana
$58K -$7.64K -1,572 -11%
Raymond James Financial Services Advisors
33
Raymond James Financial Services Advisors
Florida
$57K -$2.57K -528 -4%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$56K -$5.72K -1,177 -9%
Truist Financial
35
Truist Financial
North Carolina
$52K – – –
Capital Investment Advisors
36
Capital Investment Advisors
Georgia
$48K -$1.17K -240 -2%
EWA
37
Evolution Wealth Advisors
Florida
$27K +$29K +5,974 New
FIA
38
FNY Investment Advisers
New York
$24K +$25.5K +5,240 New
First Manhattan
39
First Manhattan
New York
$14K – – –
GEA
40
Glen Eagle Advisors
New Jersey
$8.16K – – –
Spire Wealth Management
41
Spire Wealth Management
Virginia
$6K – – –
Ancora Advisors
42
Ancora Advisors
Ohio
$5K – – –
APA
43
American Portfolios Advisors
New York
$2.88K – – –
First Horizon Advisors
44
First Horizon Advisors
Tennessee
$1K +$1.71K +351 New
Bank of Montreal
45
Bank of Montreal
Ontario, Canada
– -$468K -95,868 Closed
Goldman Sachs
46
Goldman Sachs
New York
– -$193K -40,142 Closed
Ameriprise
47
Ameriprise
Minnesota
– -$75K -15,584 Closed
Cetera Investment Advisers
48
Cetera Investment Advisers
Illinois
– -$53K -10,974 Closed
Northwestern Mutual Wealth Management
49
Northwestern Mutual Wealth Management
Wisconsin
– -$2K -517 Closed
NFSG
50
Newbridge Financial Services Group
Florida
– -$2K -500 Closed