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Neuberger Real Estate Securities Income Fund Inc

Name Holding Trade Value Shares
Change
Change in
Stake
Guggenheim Capital
26
Guggenheim Capital
Illinois
$215K -$197K -44,767 -47%
SFS
27
Shaker Financial Services
Virginia
$205K -$34.8K -7,912 -14%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$186K -$3.02K -686 -2%
Virtu KCG Holdings
29
Virtu KCG Holdings
New York
$184K +$188K +42,652 New
UBS
30
UBS
Switzerland
$157K -$13.6K -3,085 -8%
Ameriprise
31
Ameriprise
Minnesota
$156K -$8.58K -1,951 -5%
Placemark Investments
32
Placemark Investments
Illinois
$108K +$3.33K +756 +3%
CAM
33
Carret Asset Management
New York
$82K – – –
Raymond James Trust
34
Raymond James Trust
Florida
$80K +$3.93K +893 +5%
Oppenheimer & Co
35
Oppenheimer & Co
New York
$76K – – –
SCM
36
Stonebridge Capital Management
California
$45K – – –
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$18K +$229 +52 +1%
First Manhattan
38
First Manhattan
New York
$13K – – –
Benjamin F. Edwards & Company
39
Benjamin F. Edwards & Company
Missouri
$7K – – –
Huntington National Bank
40
Huntington National Bank
Ohio
$7K – – –
OIA
41
Optimum Investment Advisors
Illinois
$7K +$6.92K +1,572 New
PP
42
Palladium Partners
Virginia
$6K – – –
WA
43
WFG Advisors
Texas
$4K – – –
NES
44
New England Securities
New York
$3K – – –
Northern Trust
45
Northern Trust
Illinois
– -$50K -10,776 Closed
Citigroup
46
Citigroup
New York
– -$30K -6,513 Closed
US Bancorp
47
US Bancorp
Minnesota
– -$20K -4,259 Closed
NMLIC
48
Northwestern Mutual Life Insurance Company
Wisconsin
– -$1K -173 Closed