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NQJ

NUVEEN NJ INVT QUALITY MUNI FD
NQJ

Delisted

NQJ was delisted on the 7th of November, 2014.

Name Holding Trade Value Shares
Change
Change in
Stake
Guggenheim Capital
1
Guggenheim Capital
Illinois
– -$4.17M -313,775 Closed
Advisors Asset Management
2
Advisors Asset Management
Colorado
– -$1.76M -132,093 Closed
Bank of America
3
Bank of America
North Carolina
– -$1.69M -127,151 Closed
Wolverine Asset Management
4
Wolverine Asset Management
Illinois
– -$1.37M -102,611 Closed
HighVista Strategies
5
HighVista Strategies
Massachusetts
– -$1.16M -87,034 Closed
AQR Capital Management
6
AQR Capital Management
Connecticut
– -$997K -74,887 Closed
Doliver Advisors
7
Doliver Advisors
Texas
– -$847K -63,559 Closed
Morgan Stanley
8
Morgan Stanley
New York
– -$466K -34,964 Closed
Karpus Investment Management
9
Karpus Investment Management
New York
– -$437K -32,771 Closed
Landscape Capital Management
10
Landscape Capital Management
New Jersey
– -$367K -27,558 Closed
Edge Wealth Management
11
Edge Wealth Management
New York
– -$324K -24,400 Closed
Valley National Bancorp
12
Valley National Bancorp
New York
– -$316K -23,700 Closed
Wells Fargo
13
Wells Fargo
California
– -$290K -21,839 Closed
B. Riley Wealth Advisors
14
B. Riley Wealth Advisors
Florida
– -$249K -18,700 Closed
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
– -$200K -15,014 Closed
LPL Financial
16
LPL Financial
California
– -$168K -12,571 Closed
Private Advisor Group
17
Private Advisor Group
New Jersey
– -$147K -11,000 Closed
Sit Investment Associates
18
Sit Investment Associates
Minnesota
– -$143K -10,700 Closed
First Manhattan
19
First Manhattan
New York
– -$75K -5,678 Closed
Tortoise Investment Management
20
Tortoise Investment Management
New York
– -$67K -5,000 Closed
FineMark National Bank & Trust
21
FineMark National Bank & Trust
Florida
– -$64K -4,841 Closed
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
– -$61K -4,600 Closed
Next Financial Group
23
Next Financial Group
Texas
– -$33K -2,500 Closed
Creative Planning
24
Creative Planning
Kansas
– -$33K -2,459 Closed
WA
25
WFG Advisors
Texas
– -$32K -2,404 Closed