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NPY

NUVEEN (PA)PREM INCM MUNI FD-2
NPY

Delisted

NPY was delisted on the 7th of February, 2014.

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Name Holding Trade Value Shares
Change 		Change in
Stake
MSL
1
Mackay Shields LLC
New York
– -$1.95M -163,808 Closed
Morgan Stanley
2
Morgan Stanley
New York
– -$1.03M -86,257 Closed
DA
3
Doliver Advisors
Texas
– -$1.01M -84,961 Closed
HS
4
HighVista Strategies
Massachusetts
– -$894K -75,176 Closed
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
– -$802K -67,420 Closed
LPL Financial
6
LPL Financial
California
– -$766K -64,454 Closed
MIG
7
Mariner Investment Group
New York
– -$717K -60,278 Closed
TC
8
TFS Capital
Pennsylvania
– -$601K -50,549 Closed
KIM
9
Karpus Investment Management
New York
– -$599K -50,356 Closed
WAM
10
Wolverine Asset Management
Illinois
– -$526K -44,300 Closed
CCWA
11
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
– -$518K -43,555 Closed
HAIM
12
Hunter Associates Investment Management
Pennsylvania
– -$404K -34,000 Closed
AQR Capital Management
13
AQR Capital Management
Connecticut
– -$319K -26,811 Closed
Wells Fargo
14
Wells Fargo
California
– -$302K -25,378 Closed
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
– -$296K -24,890 Closed
HI
16
Hudock Inc
Pennsylvania
– -$261K -21,964 Closed
Deutsche Bank
17
Deutsche Bank
Germany
– -$257K -21,648 Closed
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
– -$253K -21,250 Closed
WSFS
19
Wilmington Savings Fund Society
Delaware
– -$194K -16,301 Closed
CS
20
Credit Suisse
Switzerland
– -$170K -14,300 Closed
Bank of America
21
Bank of America
North Carolina
– -$125K -10,533 Closed
SG Americas Securities
22
SG Americas Securities
New York
– -$107K -9,021 Closed
M&T Bank
23
M&T Bank
New York
– -$70K -5,900 Closed
WA
24
WFG Advisors
Texas
– -$42K -3,523 Closed
1IC
25
1919 Investment Counsel
Maryland
– -$33K -2,700 Closed
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