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NPT

NUVEEN PREM INSD MUNI FD-4 INC
NPT

Delisted

NPT was delisted on the 8th of April, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
AA
26
AQR Arbitrage
Connecticut
$251K +$252K +18,771 New
SS
27
Sunbelt Securities
Texas
$205K +$196K +14,564 New
Creative Planning
28
Creative Planning
Kansas
$202K
CFB
29
Cullen/Frost Bankers
Texas
$162K
PPA
30
Parametric Portfolio Associates
Washington
$156K -$74K -5,514 -32%
OA
31
Oxbow Advisors
Texas
$146K
BTS
32
BB&T Securities
Virginia
$143K +$67 +5 +0%
OC
33
Oppenheimer & Co
New York
$142K +$143K +10,638 New
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$129K -$13.4K -1,000 -9%
WAM
35
Wolverine Asset Management
Illinois
$97K +$97.3K +7,246 New
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$73K +$73.2K +5,454 New
BKA
37
Brick & Kyle Associates
Pennsylvania
$67K
EFSCE
38
Enterprise Financial Services Corp (EFSC)
Missouri
$59K
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$56K -$3.88K -289 -6%
BFEC
40
Benjamin F. Edwards & Company
Missouri
$48K +$48.5K +3,613 New
S
41
SignatureFD
Georgia
$44K +$44K +3,279 New
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$33K
OIA
43
Optimum Investment Advisors
Illinois
$27K
WA
44
Waverly Advisors
Alabama
$20K
CAPTRUST Financial Advisors
45
CAPTRUST Financial Advisors
North Carolina
$13.6K
SSB
46
Sandy Spring Bank
Maryland
$13K
AIG
47
American International Group
New York
$4.69K
RCM
48
Rivernorth Capital Management
Florida
-$7.5M -540,821 Closed
MSL
49
Mackay Shields LLC
New York
-$1.92M -144,999 Closed
AQR Capital Management
50
AQR Capital Management
Connecticut
-$632K -47,633 Closed