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NPT

NUVEEN PREM INSD MUNI FD-4 INC
NPT

Delisted

NPT was delisted on the 8th of April, 2016.

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Name Holding Trade Value Shares
Change 		Change in
Stake
SWP
26
Stratos Wealth Partners
Ohio
– -$309K -22,067 Closed
CB
27
Commerce Bank
Missouri
– -$277K -19,725 Closed
Northern Trust
28
Northern Trust
Illinois
– -$2K -19,500 Closed
Creative Planning
29
Creative Planning
Kansas
– -$213K -15,197 Closed
OC
30
Oppenheimer & Co
New York
– -$209K -14,888 Closed
CFB
31
Cullen/Frost Bankers
Texas
– -$169K -12,065 Closed
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
– -$168K -12,006 Closed
OIA
33
Optimum Investment Advisors
Illinois
– -$154K -10,979 Closed
OA
34
Oxbow Advisors
Texas
– -$153K -10,936 Closed
RJA
35
Raymond James & Associates
Florida
– -$151K -10,769 Closed
BFEC
36
Benjamin F. Edwards & Company
Missouri
– -$97K -6,890 Closed
KF
37
Krilogy Financial
Missouri
– -$88K -6,255 Closed
LTFS
38
Ladenburg Thalmann Financial Services
Florida
– -$82K -5,846 Closed
BKA
39
Brick & Kyle Associates
Pennsylvania
– -$70K -5,000 Closed
EFSCE
40
Enterprise Financial Services Corp (EFSC)
Missouri
– -$62K -4,400 Closed
Fifth Third Bancorp
41
Fifth Third Bancorp
Ohio
– -$42K -3,000 Closed
Bank of Montreal
42
Bank of Montreal
Ontario, Canada
– -$40K -2,850 Closed
NFG
43
Next Financial Group
Texas
– -$34K -2,444 Closed
MFS
44
MSI Financial Services
Massachusetts
– -$28K -2,005 Closed
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
– -$25K -1,754 Closed
FANJ
46
Financial Architects (New Jersey)
New Jersey
– -$22K -1,590 Closed
CAPTRUST Financial Advisors
47
CAPTRUST Financial Advisors
North Carolina
– -$14K -1,018 Closed
SSB
48
Sandy Spring Bank
Maryland
– -$13K -958 Closed
FCCM
49
First City Capital Management
Georgia
– -$9.11K -650 Closed
MFW
50
Mosaic Family Wealth
Missouri
– -$7K -518 Closed
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