FT Vest U.S. Equity Max Buffer ETF - November
NOVM
32 hedge funds and large institutions have $14.8M invested in FT Vest U.S. Equity Max Buffer ETF - November in 2026 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 3 closing their positions.
2% less capital invested
Capital invested by funds: $15M → $14.8M (-$227K)
4.14% less ownership
Funds ownership: 58.83% → 54.7% (-4.1%)
6% less funds holding
Funds holding: 34 → 32 (-2)
38% less repeat investments, than reductions
Existing positions increased: 5 | Existing positions reduced: 8
67% less first-time investments, than exits
New positions opened: 1 | Existing positions closed: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PAS
Park Avenue Securities
New York
|
+$890K |
| 2 |
Citadel Advisors
Miami,
Florida
|
+$213K |
| 3 |
Cetera Investment Advisers
Schaumburg,
Illinois
|
+$76K |
| 4 |
CCFM
Clear Creek Financial Management
Silverdale,
Washington
|
+$67.4K |
| 5 |
Truist Financial
Charlotte,
North Carolina
|
+$32.9K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
OMC
Old Mission Capital
Chicago,
Illinois
|
-$401K |
| 2 |
Osaic Holdings
Scottsdale,
Arizona
|
-$261K |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$249K |
| 4 |
PAS
PKS Advisory Services
Albany,
New York
|
-$205K |
| 5 |
ASN
Advisory Services Network
Atlanta,
Georgia
|
-$198K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
HI
26
Harbour Investments
Madison,
Wisconsin
| $40.1K | – | – | – |
|
|
27
Osaic Holdings
Scottsdale,
Arizona
| $29.7K | -$261K | -7,927 | -90% |
|
|
CIAS
28
Capital Investment Advisory Services
Raleigh,
North Carolina
| $26.2K | – | – | – |
|
|
TCM
29
Triumph Capital Management
Denver,
Colorado
| $24.5K | – | – | – |
|
|
IF
30
Integrity Financial
Cheyenne,
Wyoming
| $15K | – | – | – |
|
|
BWM
31
Bernard Wealth Management
Royal Oak,
Michigan
| $9.98K | – | – | – |
|
|
DFA
32
DHJJ Financial Advisors
Naperville,
Illinois
| $8.67K | – | – | – |
|
|
OMC
33
Old Mission Capital
Chicago,
Illinois
| – | -$401K | -12,206 | Closed |
|
|
PAS
34
PKS Advisory Services
Albany,
New York
| – | -$205K | -6,235 | Closed |
|
|
FFA
35
Farther Finance Advisors
San Francisco,
California
| – | -$625 | -19 | Closed |
|
NOVM Hedge Fund Activity: Q1 2026 in Review
32 of the 8,128 institutional investors tracked by Wall St. Rank reported a position in FT Vest U.S. Equity Max Buffer ETF - November (NOVM) for Q1 2026, worth a combined $14.8M — down 1.5% from $15M a quarter earlier.
Sellers outnumbered buyers: 3 funds closed out of NOVM and 1 opened new positions — a net loss of 2 holders — while 8 trimmed existing stakes and 5 added.
The largest buyer was Park Avenue Securities, adding an estimated $890K. The largest seller was Old Mission Capital, exiting entirely with an estimated $401K sold.
- 32 institutional investors held FT Vest U.S. Equity Max Buffer ETF - November (NOVM) as of Q1 2026, down from 34 in Q4 2025.
- Funds reported $14.8M of FT Vest U.S. Equity Max Buffer ETF - November stock for Q1 2026, down 1.5% quarter-over-quarter.
- 1 fund opened new FT Vest U.S. Equity Max Buffer ETF - November positions in Q1 2026 and 3 closed out, a net change of -2 holders.
- The largest FT Vest U.S. Equity Max Buffer ETF - November buyer in Q1 2026 was Park Avenue Securities, an estimated $890K added.
- The largest FT Vest U.S. Equity Max Buffer ETF - November seller in Q1 2026 was Old Mission Capital, an estimated $401K sold.
Based on aggregated 13F filings for Q1 2026.