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Northrop Grumman

572 hedge funds and large institutions have $18.8B invested in Northrop Grumman in 2013 Q3 according to their latest regulatory filings, with 63 funds opening new positions, 177 increasing their positions, 235 reducing their positions, and 34 closing their positions.

New
Increased
Maintained
Reduced
Closed

85% more first-time investments, than exits

New positions opened: 63 | Existing positions closed: 34

33% more funds holding in top 10

Funds holding in top 10: 1216 (+4)

11% more capital invested

Capital invested by funds: $17B → $18.8B (+$1.82B)

5% more funds holding

Funds holding: 547572 (+25)

1.79% less ownership

Funds ownership: 87.85%86.05% (-1.8%)

17% less call options, than puts

Call options by funds: $90M | Put options by funds: $109M

25% less repeat investments, than reductions

Existing positions increased: 177 | Existing positions reduced: 235

Holders
572
Holders Change
+25
Holders Change %
+4.57%
% of All Funds
18.54%
Holding in Top 10
16
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+33.33%
% of All Funds
0.52%
New
63
Increased
177
Reduced
235
Closed
34
Calls
$90M
Puts
$109M
Net Calls
-$18.6M
Net Calls Change
-$76.3M
Name Holding Trade Value Shares
Change
Change in
Stake
State Street
1
State Street
Massachusetts
$2.37B +$2.1M +22,691 +0.1%
Vanguard Group
2
Vanguard Group
Pennsylvania
$1.1B +$192K +2,078 +0%
First Eagle Investment Management
3
First Eagle Investment Management
New York
$745M -$1.83M -19,836 -0.3%
BIT
4
BlackRock Institutional Trust
California
$733M +$70.3M +760,117 +11%
Capital World Investors
5
Capital World Investors
California
$646M +$68.4M +740,000 +12%
Massachusetts Financial Services
6
Massachusetts Financial Services
Massachusetts
$600M +$20M +216,542 +4%
BA
7
BlackRock Advisors
Delaware
$465M +$4.84M +52,415 +1%
Allianz Asset Management
8
Allianz Asset Management
Germany
$443M -$50.1M -542,162 -10%
Bank of New York Mellon
9
Bank of New York Mellon
New York
$430M -$64.4M -696,532 -13%
BFA
10
BlackRock Fund Advisors
California
$423M +$12.1M +131,186 +3%
Deutsche Bank
11
Deutsche Bank
Germany
$423M +$17.1M +185,088 +4%
LSV Asset Management
12
LSV Asset Management
Illinois
$404M -$12.5M -135,000 -3%
Macquarie Group
13
Macquarie Group
Australia
$358M -$16.5M -178,656 -5%
Acadian Asset Management
14
Acadian Asset Management
Massachusetts
$352M +$3.8M +41,146 +1%
Bank of America
15
Bank of America
North Carolina
$351M +$232M +2,511,922 +214%
Wellington Management Group
16
Wellington Management Group
Massachusetts
$321M +$14.9M +160,735 +5%
Northern Trust
17
Northern Trust
Illinois
$300M -$16.3M -176,024 -5%
AL
18
AJO LP
Pennsylvania
$287M -$26.8M -289,860 -9%
PI
19
Putnam Investments
Massachusetts
$281M -$9.5M -102,740 -3%
Invesco
20
Invesco
Georgia
$271M +$3.27M +35,406 +1%
AIG
21
American International Group
New York
$270M +$55.2M +597,199 +27%
Dimensional Fund Advisors
22
Dimensional Fund Advisors
Texas
$221M -$2.9M -31,416 -1%
Bank of Montreal
23
Bank of Montreal
Ontario, Canada
$214M +$96.1M +1,040,226 +86%
BG
24
BlackRock Group
United Kingdom
$210M +$17.2M +186,373 +9%
BIM
25
BlackRock Investment Management
Delaware
$189M -$5.7M -61,622 -3%

NOC Hedge Fund Activity: Q3 2013 in Review

572 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Northrop Grumman (NOC) for Q3 2013, worth a combined $18.8B — up 11% from $17B a quarter earlier.

Buyers outnumbered sellers: 63 funds opened new NOC positions and 34 closed out — a net gain of 29 holders — while 177 added to existing stakes and 235 trimmed.

The largest buyer was Bank of America, adding an estimated $232M. The largest seller was Harris Associates, exiting entirely with an estimated $396M sold.

  • 572 institutional investors held Northrop Grumman (NOC) as of Q3 2013, up from 547 in Q2 2013.
  • Funds reported $18.8B of Northrop Grumman stock for Q3 2013, up 11% quarter-over-quarter.
  • 63 funds opened new Northrop Grumman positions in Q3 2013 and 34 closed out, a net change of +29 holders.
  • The largest Northrop Grumman buyer in Q3 2013 was Bank of America, an estimated $232M added.
  • The largest Northrop Grumman seller in Q3 2013 was Harris Associates, an estimated $396M sold.

Based on aggregated 13F filings for Q3 2013.