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Northrop Grumman

620 hedge funds and large institutions have $21.4B invested in Northrop Grumman in 2013 Q4 according to their latest regulatory filings, with 82 funds opening new positions, 161 increasing their positions, 283 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

204% more first-time investments, than exits

New positions opened: 82 | Existing positions closed: 27

14% more capital invested

Capital invested by funds: $18.8B → $21.4B (+$2.62B)

8% more funds holding

Funds holding: 572620 (+48)

6% more funds holding in top 10

Funds holding in top 10: 1617 (+1)

1.71% less ownership

Funds ownership: 86.05%84.34% (-1.7%)

43% less repeat investments, than reductions

Existing positions increased: 161 | Existing positions reduced: 283

82% less call options, than puts

Call options by funds: $60.9M | Put options by funds: $336M

Holders
620
Holders Change
+48
Holders Change %
+8.39%
% of All Funds
18%
Holding in Top 10
17
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+6.25%
% of All Funds
0.49%
New
82
Increased
161
Reduced
283
Closed
27
Calls
$60.9M
Puts
$336M
Net Calls
-$275M
Net Calls Change
-$256M
Name Holding Trade Value Shares
Change
Change in
Stake
Citigroup
76
Citigroup
New York
$39.6M -$4.16M -38,865 -10%
T. Rowe Price Associates
77
T. Rowe Price Associates
Maryland
$38.3M -$1.65M -15,420 -4%
LBG
78
Lloyds Banking Group
United Kingdom
$37.1M +$870K +8,121 +3%
Principal Financial Group
79
Principal Financial Group
Iowa
$36.7M -$883K -8,244 -3%
SCA
80
SAC Capital Advisors
Connecticut
$35.8M +$29.8M +277,890 +809%
FQ
81
First Quadrant
California
$35.6M -$2.13M -19,900 -6%
MTB
82
Mizuho Trust & Banking
Japan
$35.5M -$1.06M -9,891 -3%
MCM
83
McKinley Capital Management
Alaska
$35.3M -$7.21M -67,343 -18%
Millennium Management
84
Millennium Management
New York
$34.3M -$9.68M -90,444 -23%
JIR
85
James Investment Research
Ohio
$34.1M +$1.9M +17,791 +6%
CEP
86
Chicago Equity Partners
Illinois
$33.8M -$9.45M -88,275 -23%
BJ
87
BlackRock Japan
Japan
$32.9M -$2.42M -22,598 -7%
CBOA
88
Commonwealth Bank of Australia
Australia
$32M -$514K -4,798 -2%
Arrowstreet Capital
89
Arrowstreet Capital
Massachusetts
$31.8M +$28.7M +267,724 +2,689%
WBC
90
Westpac Banking Corp
Australia
$31.8M -$4.35M -40,609 -13%
BA
91
Boston Advisors
Massachusetts
$31.4M -$59.4K -555 -0.2%
Barclays
92
Barclays
United Kingdom
$29.7M -$9.59M -89,556 -26%
GC
93
Guggenheim Capital
Illinois
$28.7M +$2.17M +20,241 +9%
D.E. Shaw & Co
94
D.E. Shaw & Co
New York
$28.2M +$12M +112,421 +84%
First Trust Advisors
95
First Trust Advisors
Illinois
$28M +$2.51M +23,453 +11%
NTCOC
96
Northern Trust Company of Connecticut
Connecticut
$28M -$7.77M -72,605 -23%
HSBC Holdings
97
HSBC Holdings
United Kingdom
$27.2M -$417K -3,891 -2%
Canada Pension Plan Investment Board
98
Canada Pension Plan Investment Board
Ontario, Canada
$27M -$6.72M -62,736 -21%
Swiss National Bank
99
Swiss National Bank
Switzerland
$26.7M -$953K -8,900 -4%
PNC Financial Services Group
100
PNC Financial Services Group
Pennsylvania
$26.7M -$1.07M -10,025 -4%

NOC Hedge Fund Activity: Q4 2013 in Review

620 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Northrop Grumman (NOC) for Q4 2013, worth a combined $21.4B — up 14% from $18.8B a quarter earlier.

Buyers outnumbered sellers: 82 funds opened new NOC positions and 27 closed out — a net gain of 55 holders — while 161 added to existing stakes and 283 trimmed.

The largest buyer was Bank of America, adding an estimated $103M. The largest seller was American International Group, cutting an estimated $294M.

  • 620 institutional investors held Northrop Grumman (NOC) as of Q4 2013, up from 572 in Q3 2013.
  • Funds reported $21.4B of Northrop Grumman stock for Q4 2013, up 14% quarter-over-quarter.
  • 82 funds opened new Northrop Grumman positions in Q4 2013 and 27 closed out, a net change of +55 holders.
  • The largest Northrop Grumman buyer in Q4 2013 was Bank of America, an estimated $103M added.
  • The largest Northrop Grumman seller in Q4 2013 was American International Group, an estimated $294M sold.

Based on aggregated 13F filings for Q4 2013.