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Northrop Grumman

572 hedge funds and large institutions have $18.8B invested in Northrop Grumman in 2013 Q3 according to their latest regulatory filings, with 63 funds opening new positions, 177 increasing their positions, 235 reducing their positions, and 34 closing their positions.

New
Increased
Maintained
Reduced
Closed

85% more first-time investments, than exits

New positions opened: 63 | Existing positions closed: 34

33% more funds holding in top 10

Funds holding in top 10: 1216 (+4)

11% more capital invested

Capital invested by funds: $17B → $18.8B (+$1.82B)

5% more funds holding

Funds holding: 547572 (+25)

1.79% less ownership

Funds ownership: 87.85%86.05% (-1.8%)

17% less call options, than puts

Call options by funds: $90M | Put options by funds: $109M

25% less repeat investments, than reductions

Existing positions increased: 177 | Existing positions reduced: 235

Holders
572
Holders Change
+25
Holders Change %
+4.57%
% of All Funds
18.54%
Holding in Top 10
16
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+33.33%
% of All Funds
0.52%
New
63
Increased
177
Reduced
235
Closed
34
Calls
$90M
Puts
$109M
Net Calls
-$18.6M
Net Calls Change
-$76.3M
Name Holding Trade Value Shares
Change
Change in
Stake
Barclays
76
Barclays
United Kingdom
$33.3M +$3.85M +41,681 +13%
T. Rowe Price Associates
77
T. Rowe Price Associates
Maryland
$33.3M -$230K -2,490 -0.7%
CS
78
Credit Suisse
Switzerland
$33.1M -$9.41M -101,856 -23%
FQ
79
First Quadrant
California
$31.5M -$1.83M -19,800 -6%
Principal Financial Group
80
Principal Financial Group
Iowa
$31.3M +$5.08M +54,936 +20%
Royal Bank of Canada
81
Royal Bank of Canada
Ontario, Canada
$31.3M -$11.4M -123,475 -27%
WBC
82
Westpac Banking Corp
Australia
$30.3M -$3.55M -38,456 -11%
NTCOC
83
Northern Trust Company of Connecticut
Connecticut
$30.2M -$7.15M -77,406 -20%
LBG
84
Lloyds Banking Group
United Kingdom
$30.1M +$6.11M +66,084 +26%
BJ
85
BlackRock Japan
Japan
$29.5M -$1.52M -16,443 -5%
HCM
86
Huber Capital Management
California
$29.2M -$1.58M -17,100 -5%
CA
87
Commerzbank Aktiengesellschaft
Germany
$29.1M +$16.9M +183,217 +150%
Canada Pension Plan Investment Board
88
Canada Pension Plan Investment Board
Ontario, Canada
$28.4M -$26.4M -285,119 -49%
CBOA
89
Commonwealth Bank of Australia
Australia
$27.1M +$857K +9,272 +3%
JIR
90
James Investment Research
Ohio
$26.6M +$4.05M +43,872 +19%
BA
91
Boston Advisors
Massachusetts
$26.2M -$6.97M -75,418 -22%
N
92
Natixis
France
$26.1M -$12.6M -136,798 -33%
MTB
93
Mizuho Trust & Banking
Japan
$26M
Aviva
94
Aviva
United Kingdom
$25M +$527K +5,707 +2%
AI
95
Analytic Investors
California
$24.4M +$11.3M +122,268 +91%
APG Asset Management
96
APG Asset Management
Netherlands
$23.5M -$5.32M -57,530 -19%
PNC Financial Services Group
97
PNC Financial Services Group
Pennsylvania
$23.2M -$768K -8,304 -3%
HSBC Holdings
98
HSBC Holdings
United Kingdom
$23.1M +$4.23M +45,743 +23%
Swiss National Bank
99
Swiss National Bank
Switzerland
$23.1M +$213K +2,300 +1%
TD Asset Management
100
TD Asset Management
Ontario, Canada
$22.4M -$1.2M -13,000 -5%

NOC Hedge Fund Activity: Q3 2013 in Review

572 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Northrop Grumman (NOC) for Q3 2013, worth a combined $18.8B — up 11% from $17B a quarter earlier.

Buyers outnumbered sellers: 63 funds opened new NOC positions and 34 closed out — a net gain of 29 holders — while 177 added to existing stakes and 235 trimmed.

The largest buyer was Bank of America, adding an estimated $232M. The largest seller was Harris Associates, exiting entirely with an estimated $396M sold.

  • 572 institutional investors held Northrop Grumman (NOC) as of Q3 2013, up from 547 in Q2 2013.
  • Funds reported $18.8B of Northrop Grumman stock for Q3 2013, up 11% quarter-over-quarter.
  • 63 funds opened new Northrop Grumman positions in Q3 2013 and 34 closed out, a net change of +29 holders.
  • The largest Northrop Grumman buyer in Q3 2013 was Bank of America, an estimated $232M added.
  • The largest Northrop Grumman seller in Q3 2013 was Harris Associates, an estimated $396M sold.

Based on aggregated 13F filings for Q3 2013.