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Northrop Grumman

620 hedge funds and large institutions have $21.4B invested in Northrop Grumman in 2013 Q4 according to their latest regulatory filings, with 82 funds opening new positions, 161 increasing their positions, 283 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

204% more first-time investments, than exits

New positions opened: 82 | Existing positions closed: 27

14% more capital invested

Capital invested by funds: $18.8B → $21.4B (+$2.62B)

8% more funds holding

Funds holding: 572620 (+48)

6% more funds holding in top 10

Funds holding in top 10: 1617 (+1)

1.71% less ownership

Funds ownership: 86.05%84.34% (-1.7%)

43% less repeat investments, than reductions

Existing positions increased: 161 | Existing positions reduced: 283

82% less call options, than puts

Call options by funds: $60.9M | Put options by funds: $336M

Holders
620
Holders Change
+48
Holders Change %
+8.39%
% of All Funds
18%
Holding in Top 10
17
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+6.25%
% of All Funds
0.49%
New
82
Increased
161
Reduced
283
Closed
27
Calls
$60.9M
Puts
$336M
Net Calls
-$275M
Net Calls Change
-$256M
Name Holding Trade Value Shares
Change
Change in
Stake
DAM
576
Delta Asset Management
Tennessee
$32K
EFSCE
577
Enterprise Financial Services Corp (EFSC)
Missouri
$31K
Manulife (Manufacturers Life Insurance)
578
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$25K -$3.49M -32,622 -13%
PFG
579
Piershale Financial Group
Illinois
$25K +$107 +1 +0.5%
DADC
580
D.A. Davidson & Co
Montana
$23K +$20.6K +192 +1,371%
PFSC
581
Peoples Financial Services Corp
Pennsylvania
$23K +$21.4K +200 New
ST
582
Somerset Trust
Pennsylvania
$23K +$21.4K +200 New
TCM
583
Tradewinds Capital Management
Washington
$21K +$19.3K +180 New
ASN
584
Advisory Services Network
Georgia
$19K +$18K +168 New
NIM
585
NuWave Investment Management
New Jersey
$18K -$618K -5,768 -97%
EWM
586
Evercore Wealth Management
New York
$18K -$12K -112 -42%
WA
587
Winfield Associates
Ohio
$18K +$16.4K +153 New
RA
588
Rational Advisors
New York
$17K -$1.07K -10 -6%
LFR
589
Lehman Financial Resources
Pennsylvania
$17K
LFG
590
LifePlan Financial Group
Ohio
$17K
TDC
591
Thompson Davis & Co
Virginia
$17K +$16.1K +150 New
HI
592
Hudock Inc
Pennsylvania
$16K
MA
593
MCF Advisors
Kentucky
$15K +$8.78K +82 +205%
WIL
594
Winifred I. Li
$14K
SMG
595
Spectrum Management Group
Indiana
$13K +$11.8K +110 New
BBHC
596
Brown Brothers Harriman & Co
New York
$13K +$12.2K +114 New
JFA
597
JNBA Financial Advisors
Minnesota
$11K
PR
598
Payden & Rygel
California
$11K
PWAG
599
Polaris Wealth Advisory Group
California
$11K +$10.2K +95 New
KCPG
600
Kavar Capital Partners Group
Kansas
$11K +$10.7K +100 New

NOC Hedge Fund Activity: Q4 2013 in Review

620 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Northrop Grumman (NOC) for Q4 2013, worth a combined $21.4B — up 14% from $18.8B a quarter earlier.

Buyers outnumbered sellers: 82 funds opened new NOC positions and 27 closed out — a net gain of 55 holders — while 161 added to existing stakes and 283 trimmed.

The largest buyer was Bank of America, adding an estimated $103M. The largest seller was American International Group, cutting an estimated $294M.

  • 620 institutional investors held Northrop Grumman (NOC) as of Q4 2013, up from 572 in Q3 2013.
  • Funds reported $21.4B of Northrop Grumman stock for Q4 2013, up 14% quarter-over-quarter.
  • 82 funds opened new Northrop Grumman positions in Q4 2013 and 27 closed out, a net change of +55 holders.
  • The largest Northrop Grumman buyer in Q4 2013 was Bank of America, an estimated $103M added.
  • The largest Northrop Grumman seller in Q4 2013 was American International Group, an estimated $294M sold.

Based on aggregated 13F filings for Q4 2013.